| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,641,046 | 9,059,000 | 24.94% | ||
| 2 | Invesco Ltd. | 862,293 | 4,760,000 | 13.11% | ||
| 3 | MORGAN STANLEY | 571,070 | 3,152,000 | 8.68% | ||
| 4 | Commonwealth Equity Services, Inc | 456,434 | 2,520,000 | 6.94% | ||
| 5 | FIRST MANHATTAN CO. LLC. | 375,939 | 2,075,000 | 5.71% | ||
| 6 | Concert Wealth Management Inc. | 246,330 | 1,335,000 | 3.68% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 179,752 | 992,000 | 2.73% | ||
| 8 | FIRST FOUNDATION ADVISORS | 158,214 | 873,000 | 2.40% | ||
| 9 | LPL Financial LLC | 146,859 | 811,000 | 2.23% | ||
| 10 | UBS AG | 145,779 | 804,000 | 2.21% | ||
| 11 | FIDUCIARY TRUST CO | 143,068 | 790,000 | 2.18% | ||
| 12 | Lourd Capital, LLC | 113,500 | 627,000 | 1.73% | ||
| 13 | STIFEL FINANCIAL CORP | 111,283 | 614,000 | 1.69% | ||
| 14 | CREDIT SUISSE AG/ | 109,206 | 603,000 | 1.66% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 102,684 | 567,000 | 1.56% | ||
| 16 | DIXON HUBARD FEINOUR & BROWN INC/VA | 98,700 | 545,000 | 1.50% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 88,891 | 491,000 | 1.35% | ||
| 18 | BRAVE ASSET MANAGEMENT INC | 76,222 | 421,000 | 1.16% | ||
| 19 | Robert W. Baird & Co. Inc | 66,226 | 366,000 | 1.01% | ||
| 20 | WFG Advisors, LP | 65,468 | 361,000 | 0.99% | ||
| 21 | Focused Wealth Management, Inc | 57,161 | 316,000 | 0.87% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 56,596 | 312,000 | 0.86% | ||
| 23 | Mraz, Amerine & Associates, Inc. | 53,918 | 298,000 | 0.82% | ||
| 24 | Cetera Advisor Networks LLC | 53,590 | 295,000 | 0.81% | ||
| 25 | WELLS FARGO & COMPANY/MN | 52,973 | 292,000 | 0.80% | ||
| 26 | NWAM LLC | 48,169 | 266,000 | 0.73% | ||
| 27 | ProVise Management Group, LLC | 45,550 | 251,000 | 0.69% | ||
| 28 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 40,707 | 225,000 | 0.62% | ||
| 29 | Ironsides Asset Advisors, LLC | 36,459 | 201,000 | 0.55% | SH | |
| 30 | Dorsey & Whitney Trust CO LLC | 34,078 | 188,000 | 0.52% | ||
| 31 | OPPENHEIMER & CO INC | 31,500 | 174,000 | 0.48% | ||
| 32 | TFS CAPITAL LLC | 30,492 | 168,000 | 0.46% | ||
| 33 | North Star Investment Management Corp. | 29,312 | 162,000 | 0.45% | ||
| 34 | ENVESTNET ASSET MANAGEMENT INC | 28,707 | 158,000 | 0.44% | ||
| 35 | Independence Trust CO | 27,242 | 150,000 | 0.41% | ||
| 36 | WEDBUSH SECURITIES INC | 26,145 | 144,000 | 0.40% | ||
| 37 | WHITTIER TRUST CO OF NEVADA INC | 19,570 | 108,000 | 0.30% | ||
| 38 | BANK OF AMERICA CORP /DE/ | 19,498 | 108,000 | 0.30% | ||
| 39 | US BANCORP \DE\ | 17,735 | 98,000 | 0.27% | ||
| 40 | NATIONAL PLANNING CORP | 15,192 | 84,000 | 0.23% | ||
| 41 | SHEETS SMITH WEALTH MANAGEMENT | 14,700 | 81,000 | 0.22% | ||
| 42 | BLB&B Advisors, LLC | 13,166 | 73,000 | 0.20% | ||
| 43 | Wills Financial Group, Inc. | 12,635 | 70,000 | 0.19% | ||
| 44 | WHITTIER TRUST CO | 11,800 | 65,000 | 0.18% | ||
| 45 | FARR MILLER & WASHINGTON LLC/DC | 10,340 | 57,000 | 0.16% | ||
| 46 | WOLVERINE ASSET MANAGEMENT LLC | 7,451 | 41,000 | 0.11% | ||
| 47 | MONROE BANK & TRUST/MI | 5,400 | 30,000 | 0.08% | ||
| 48 | PNC FINANCIAL SERVICES GROUP, INC. | 4,500 | 25,000 | 0.07% | ||
| 49 | WESTPORT RESOURCES MANAGEMENT INC | 2,500 | 14,000 | 0.04% | ||
| 50 | KANALY TRUST CO | 2,500 | 14,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
