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TCW STRATEGIC INCOME FD INC
TCW STRATEGIC INCOME FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 66 Institutional holders with a total value of $63,254,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 281 1,000 0.00%
2 SATURNA CAPITAL CORP 375 2,000 0.00%
3 PENSERRA CAPITAL MANAGEMENT LLC 562 3,000 0.00%
4 Tower Research Capital LLC (TRC) 727 4,000 0.01%
5 GLENMEDE TRUST CO NA 1,000 5,000 0.01%
6 MSI Financial Services Inc 1,756 9,000 0.01%
7 WFG Advisors, LP 1,916 10,000 0.02%
8 CAPTRUST FINANCIAL ADVISORS 2,000 11,000 0.02%
9 Creative Planning 2,000 11,000 0.02%
10 KANALY TRUST CO 2,500 13,000 0.02%
11 MOTCO 2,700 14,000 0.02%
12 NEXT Financial Group, Inc 2,700 14,000 0.02%
13 BRONFMAN E.L. ROTHSCHILD, L.P. 2,913 15,000 0.02%
14 Chicago Partners Investment Group LLC 2,877 15,000 0.02%
15 D.A. DAVIDSON & CO. 4,524 23,000 0.04%
16 ROYAL BANK OF CANADA 4,693 24,000 0.04%
17 MONROE BANK & TRUST/MI 5,400 28,000 0.04%
18 CITIGROUP INC 6,000 32,000 0.05%
19 PNC FINANCIAL SERVICES GROUP, INC. 9,450 49,000 0.08%
20 Cambridge Investment Research Advisors, Inc. 10,076 53,000 0.08%
21 Cetera Advisors LLC 11,250 60,000 0.09%
22 Wills Financial Group, Inc. 12,339 65,000 0.10%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,595 72,000 0.11%
24 NATIONAL PLANNING CORP 14,692 76,000 0.12%
25 OPPENHEIMER & CO INC 15,000 79,000 0.12%
26 ALLEGIS INVESTMENT ADVISORS, LLC 15,910 84,000 0.13%
27 Ironsides Asset Advisors, LLC 16,596 87,000 0.14%
28 WHITTIER TRUST CO OF NEVADA INC 17,714 93,000 0.15%
29 WEDBUSH SECURITIES INC 19,146 101,000 0.16%
30 SeaBridge Investment Advisors LLC 20,350 107,000 0.17%
31 SG Americas Securities, LLC 20,748 109,000 0.17%
32 Thomas J. Herzfeld Advisors, Inc. 22,000 116,000 0.18%
33 WHITTIER TRUST CO 23,848 125,000 0.20%
34 Koshinski Asset Management, Inc. 25,600 150,000 0.24%
35 North Star Investment Management Corp. 29,312 154,000 0.24%
36 US BANCORP \DE\ 29,445 155,000 0.25%
37 Focused Wealth Management, Inc 32,775 173,000 0.27%
38 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 35,506 187,000 0.30%
39 Pinnacle Advisory Group, Inc. 36,000 189,000 0.30%
40 Dorsey & Whitney Trust CO LLC 36,978 195,000 0.31%
41 ProVise Management Group, LLC 40,750 214,000 0.34%
42 BANK OF AMERICA CORP /DE/ 44,809 236,000 0.37%
43 NWAM LLC 51,836 273,000 0.43%
44 Mraz, Amerine & Associates, Inc. 53,918 284,000 0.45%
45 STIFEL FINANCIAL CORP 59,164 312,000 0.49%
46 IFP ADVISORS, INC 59,448 313,000 0.49%
47 FIRST MANHATTAN CO. LLC. 77,738 409,000 0.65%
48 MCQUEEN, BALL & ASSOCIATES INC. 85,000 448,000 0.71%
49 Commonwealth Equity Services, Inc 100,868 532,000 0.84%
50 UBS Group AG 106,802 563,000 0.89%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.