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TCW STRATEGIC INCOME FD INC
TCW STRATEGIC INCOME FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 64 Institutional holders with a total value of $62,187,589.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 109 589 0.00%
2 Cable Hill Partners, LLC 424 3,000 0.00%
3 GLENMEDE TRUST CO NA 1,000 5,000 0.01%
4 GENEOS WEALTH MANAGEMENT INC. 1,300 7,000 0.01%
5 Creative Planning 2,000 11,000 0.02%
6 ROYAL BANK OF CANADA 2,114 12,000 0.02%
7 KANALY TRUST CO 2,500 14,000 0.02%
8 MOTCO 2,700 15,000 0.02%
9 Chicago Partners Investment Group LLC 2,877 16,000 0.03%
10 BRONFMAN E.L. ROTHSCHILD, L.P. 3,355 18,000 0.03%
11 ADVISOR GROUP, INC. 4,294 23,000 0.04%
12 D.A. DAVIDSON & CO. 5,000 27,000 0.04%
13 NEXT Financial Group, Inc 5,700 31,000 0.05%
14 CITIGROUP INC 6,000 33,000 0.05%
15 Raymond James Financial Services Advisors, Inc. 10,323 56,000 0.09%
16 PNC FINANCIAL SERVICES GROUP, INC. 10,800 58,000 0.09%
17 Cetera Advisors LLC 11,250 62,000 0.10%
18 Virtu KCG Holdings LLC 11,529 63,000 0.10%
19 Wills Financial Group, Inc. 12,397 67,000 0.11%
20 NATIONAL PLANNING CORP 14,692 79,000 0.13%
21 GEODE CAPITAL MANAGEMENT, LLC 16,262 88,000 0.14% PRN
22 Ironsides Asset Advisors, LLC 16,596 90,000 0.14%
23 WHITTIER TRUST CO OF NEVADA INC 17,714 96,000 0.15%
24 US BANCORP \DE\ 17,785 97,000 0.16%
25 ALLEGIS INVESTMENT ADVISORS, LLC 19,180 104,000 0.17%
26 SeaBridge Investment Advisors LLC 20,350 111,000 0.18%
27 Thomas J. Herzfeld Advisors, Inc. 22,000 120,000 0.19%
28 Focused Wealth Management, Inc 22,388 122,000 0.20%
29 MCQUEEN, BALL & ASSOCIATES INC. 22,380 122,000 0.20%
30 RAYMOND JAMES & ASSOCIATES 22,357 122,000 0.20%
31 Cambridge Investment Research Advisors, Inc. 23,669 129,000 0.21%
32 WHITTIER TRUST CO 23,848 130,000 0.21%
33 SHEPHERD KAPLAN KROCHUK, LLC 26,080 142,000 0.23%
34 WEDBUSH SECURITIES INC 27,687 151,000 0.24%
35 North Star Investment Management Corp. 29,312 159,000 0.26%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 30,530 166,000 0.27%
37 Dorsey & Whitney Trust CO LLC 36,978 201,000 0.32%
38 STIFEL FINANCIAL CORP 39,908 217,000 0.35%
39 BANK OF AMERICA CORP /DE/ 43,594 237,000 0.38%
40 ProVise Management Group, LLC 47,700 259,000 0.42%
41 IFP ADVISORS, INC 49,315 268,000 0.43%
42 FIRST MANHATTAN CO. LLC. 50,638 275,000 0.44%
43 NWAM LLC 51,150 278,000 0.45%
44 Mraz, Amerine & Associates, Inc. 58,918 321,000 0.52%
45 Pinnacle Advisory Group, Inc. 60,795 330,000 0.53%
46 UNITED CAPITAL FINANCIAL ADVISORS, LLC 67,110 336,000 0.54%
47 ENVESTNET ASSET MANAGEMENT INC 66,048 359,000 0.58%
48 LPL Financial LLC 81,126 442,000 0.71%
49 Commonwealth Equity Services, Inc 89,696 488,000 0.78%
50 Lourd Capital, LLC 113,500 617,000 0.99%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.