| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,373,430 | 38,440,000 | 47.20% | ||
| 2 | 1607 Capital Partners, LLC | 1,319,111 | 15,025,000 | 18.45% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 877,101 | 9,990,000 | 12.27% | ||
| 4 | MORGAN STANLEY | 239,333 | 2,726,000 | 3.35% | ||
| 5 | CITIGROUP INC | 191,670 | 2,183,000 | 2.68% | ||
| 6 | Karpus Management, Inc. | 169,780 | 1,934,000 | 2.37% | ||
| 7 | Calamos Wealth Management LLC | 155,848 | 1,775,000 | 2.18% | ||
| 8 | Family Firm, Inc. | 127,243 | 1,449,000 | 1.78% | ||
| 9 | COHEN & STEERS, INC. | 125,498 | 1,429,000 | 1.75% | ||
| 10 | Commonwealth Equity Services, Inc | 116,145 | 1,323,000 | 1.62% | ||
| 11 | WELLS FARGO & COMPANY/MN | 104,434 | 1,189,000 | 1.46% | ||
| 12 | DOLIVER ADVISORS, LP | 43,929 | 506,000 | 0.62% | ||
| 13 | Rathbones Group PLC | 38,795 | 442,000 | 0.54% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 31,663 | 361,000 | 0.44% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,996 | 285,000 | 0.35% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 21,878 | 250,000 | 0.31% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 21,676 | 246,000 | 0.30% | ||
| 18 | TRUIST FINANCIAL CORP | 21,369 | 244,000 | 0.30% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,620 | 212,000 | 0.26% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 18,147 | 207,000 | 0.25% | ||
| 21 | BAIRD FINANCIAL GROUP, INC. | 15,765 | 187,000 | 0.23% | ||
| 22 | BB&T SECURITIES, LLC | 14,847 | 169,000 | 0.21% | ||
| 23 | LPL Financial LLC | 13,521 | 153,000 | 0.19% | ||
| 24 | DEUTSCHE BANK AG\ | 12,000 | 136,000 | 0.17% | ||
| 25 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10,869 | 124,000 | 0.15% | ||
| 26 | DAVENPORT & Co LLC | 10,310 | 117,431 | 0.14% | ||
| 27 | ROYAL BANK OF CANADA | 6,868 | 77,000 | 0.09% | ||
| 28 | UBS Group AG | 6,688 | 76,000 | 0.09% | ||
| 29 | IFP ADVISORS, INC | 4,143 | 47,000 | 0.06% | ||
| 30 | VERSANT CAPITAL MANAGEMENT, INC | 3,231 | 36,000 | 0.04% | ||
| 31 | KELMAN-LAZAROV, INC. | 2,500 | 28,800 | 0.04% | ||
| 32 | Creative Planning | 2,112 | 24,000 | 0.03% | ||
| 33 | CENTRAL TRUST Co | 1,371 | 16,000 | 0.02% | ||
| 34 | MSI Financial Services Inc | 1,251 | 15,000 | 0.02% | ||
| 35 | BANK OF MONTREAL /CAN/ | 500 | 6,000 | 0.01% | ||
| 36 | ADVISOR GROUP, INC. | 573 | 6,000 | 0.01% | ||
| 37 | Beacon Capital Management, Inc. | 440 | 5,000 | 0.01% | ||
| 38 | GENEOS WEALTH MANAGEMENT INC. | 500 | 5,000 | 0.01% | ||
| 39 | WOLVERINE TRADING LP /BD | 10 | 113 | 0.00% | ||
| 40 | Tower Research Capital LLC (TRC) | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
