| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 2,833,259 | 34,282,000 | 38.12% | ||
| 2 | 1607 Capital Partners, LLC | 1,322,760 | 15,992,000 | 17.78% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 1,253,546 | 15,155,000 | 16.85% | ||
| 4 | COHEN & STEERS, INC. | 283,704 | 3,430,000 | 3.81% | ||
| 5 | CITIGROUP INC | 174,735 | 2,113,000 | 2.35% | ||
| 6 | Karpus Management, Inc. | 173,192 | 2,094,000 | 2.33% | ||
| 7 | MORGAN STANLEY | 165,197 | 1,997,000 | 2.22% | ||
| 8 | Calamos Wealth Management LLC | 158,424 | 1,915,000 | 2.13% | ||
| 9 | WELLS FARGO & COMPANY/MN | 149,640 | 1,809,000 | 2.01% | ||
| 10 | Family Firm, Inc. | 113,669 | 1,374,000 | 1.53% | ||
| 11 | Commonwealth Equity Services, Inc | 105,565 | 1,276,000 | 1.42% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 86,713 | 1,048,000 | 1.17% | ||
| 13 | Curi Capital, LLC | 80,979 | 979,000 | 1.09% | ||
| 14 | CORNERSTONE ADVISORS INC | 70,004 | 846,000 | 0.94% | ||
| 15 | FLAGSHIP HARBOR ADVISORS, LLC | 50,007 | 630,000 | 0.70% | ||
| 16 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 50,304 | 608,000 | 0.68% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 38,815 | 469,000 | 0.52% | ||
| 18 | DESCHUTES PORTFOLIO STRATEGY, LLC | 35,456 | 429,000 | 0.48% | ||
| 19 | Rathbones Group PLC | 34,650 | 419,000 | 0.47% | ||
| 20 | Nationwide Fund Advisors | 30,860 | 373,000 | 0.41% | ||
| 21 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 28,362 | 343,000 | 0.38% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 28,364 | 343,000 | 0.38% | ||
| 23 | DOLIVER ADVISORS, LP | 19,591 | 237,000 | 0.26% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,025 | 218,000 | 0.24% | ||
| 25 | BAIRD FINANCIAL GROUP, INC. | 14,184 | 171,000 | 0.19% | ||
| 26 | BB&T SECURITIES, LLC | 13,847 | 167,000 | 0.19% | ||
| 27 | LPL Financial LLC | 13,293 | 164,000 | 0.18% | ||
| 28 | DEUTSCHE BANK AG\ | 12,000 | 145,000 | 0.16% | ||
| 29 | Weiss Asset Management LP | 10,869 | 131,000 | 0.15% | ||
| 30 | DAVENPORT & Co LLC | 10,110 | 122,000 | 0.14% | ||
| 31 | SOWELL FINANCIAL SERVICES LLC | 8,500 | 114,000 | 0.13% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 7,200 | 88,000 | 0.10% | ||
| 33 | ROYAL BANK OF CANADA | 6,229 | 76,000 | 0.08% | ||
| 34 | IFP ADVISORS, INC | 4,843 | 59,000 | 0.07% | ||
| 35 | UBS Group AG | 3,804 | 46,000 | 0.05% | ||
| 36 | MSI Financial Services Inc | 3,513 | 43,000 | 0.05% | ||
| 37 | VERSANT CAPITAL MANAGEMENT, INC | 3,231 | 39,000 | 0.04% | ||
| 38 | Creative Planning | 2,832 | 34,000 | 0.04% | ||
| 39 | KELMAN-LAZAROV, INC. | 2,500 | 30,225 | 0.03% | ||
| 40 | Ancora Advisors LLC | 2,500 | 30,000 | 0.03% | ||
| 41 | NEXT Financial Group, Inc | 1,500 | 18,000 | 0.02% | ||
| 42 | CENTRAL TRUST Co | 1,371 | 17,000 | 0.02% | ||
| 43 | ADVISOR GROUP, INC. | 1,323 | 16,000 | 0.02% | ||
| 44 | REILLY FINANCIAL ADVISORS, LLC | 800 | 10,000 | 0.01% | ||
| 45 | D.A. DAVIDSON & CO. | 900 | 10,000 | 0.01% | ||
| 46 | BANK OF MONTREAL /CAN/ | 500 | 6,000 | 0.01% | ||
| 47 | GENEOS WEALTH MANAGEMENT INC. | 500 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
