| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,200 | 27,000 | 67.50% | ||
| 2 | Tower Research Capital LLC (TRC) | 1,518 | 7,000 | 17.50% | ||
| 3 | UBS Group AG | 1,346 | 6,000 | 15.00% | ||
| 4 | ARROW FINANCIAL CORP | 1 | 0 | 0.00% | ||
| 5 | ROYAL BANK OF CANADA | 100 | 0 | 0.00% | ||
| 6 | IFP ADVISORS, INC | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.