| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 701 | 3,000 | 100.00% | ||
| 2 | ARROW FINANCIAL CORP | 1 | 0 | 0.00% | ||
| 3 | TORONTO DOMINION BANK | 30 | 0 | 0.00% | ||
| 4 | ROYAL BANK OF CANADA | 100 | 0 | 0.00% | ||
| 5 | IFP ADVISORS, INC | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
