| 1 |
GREAT POINT PARTNERS LLC |
2,248,781 |
3,351,000 |
37.81% |
|
|
| 2 |
VANGUARD GROUP INC |
1,207,470 |
1,800,000 |
20.31% |
|
|
| 3 |
Knoll Capital Management, LLC |
1,000,000 |
1,490,000 |
16.81% |
|
|
| 4 |
GEODE CAPITAL MANAGEMENT, LLC |
293,203 |
436,000 |
4.92% |
|
|
| 5 |
BlackRock Institutional Trust Company, N.A. |
258,355 |
385,000 |
4.34% |
|
|
| 6 |
MILLENNIUM MANAGEMENT LLC |
117,625 |
175,000 |
1.97% |
|
|
| 7 |
BlackRock Fund Advisors |
110,106 |
164,000 |
1.85% |
|
|
| 8 |
Bank of New York Mellon Corp |
105,993 |
158,000 |
1.78% |
|
|
| 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
69,800 |
104,000 |
1.17% |
Put |
|
| 10 |
NORTHERN TRUST CORP |
69,674 |
104,000 |
1.17% |
|
|
| 11 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
64,790 |
97,000 |
1.09% |
|
|
| 12 |
Virtu KCG Holdings LLC |
52,460 |
78,000 |
0.88% |
|
|
| 13 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
42,429 |
63,000 |
0.71% |
|
|
| 14 |
GOLDMAN SACHS GROUP INC |
37,150 |
55,000 |
0.62% |
|
|
| 15 |
D. E. Shaw & Co., Inc. |
36,520 |
54,000 |
0.61% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
34,180 |
51,000 |
0.58% |
|
|
| 17 |
OPPENHEIMER & CO INC |
31,300 |
47,000 |
0.53% |
|
|
| 18 |
TUDOR INVESTMENT CORP ET AL |
27,424 |
41,000 |
0.46% |
|
|
| 19 |
MORGAN STANLEY |
18,286 |
27,000 |
0.30% |
|
|
| 20 |
TWO SIGMA SECURITIES, LLC |
17,421 |
26,000 |
0.29% |
|
|
| 21 |
Cetera Advisors LLC |
15,600 |
23,000 |
0.26% |
|
|
| 22 |
HighPoint Advisor Group LLC |
14,631 |
22,000 |
0.25% |
|
|
| 23 |
SCHMIDT P J INVESTMENT MANAGEMENT INC |
12,199 |
18,000 |
0.20% |
|
|
| 24 |
STATE STREET CORP |
10,879 |
17,000 |
0.19% |
|
|
| 25 |
FIFTH THIRD BANCORP |
10,000 |
15,000 |
0.17% |
|
|
| 26 |
BlackRock Investment Management, LLC |
7,925 |
12,000 |
0.14% |
|
|
| 27 |
BANK OF AMERICA CORP /DE/ |
5,400 |
8,000 |
0.09% |
|
|
| 28 |
SIMPLEX TRADING, LLC |
5,000 |
7,000 |
0.08% |
|
|
| 29 |
UBS Group AG |
3,750 |
6,000 |
0.07% |
|
|
| 30 |
INTEGRATED WEALTH MANAGEMENT |
3,900 |
6,000 |
0.07% |
|
|
| 31 |
DEUTSCHE BANK AG\ |
4,011 |
5,000 |
0.06% |
|
|
| 32 |
CITIGROUP INC |
2,813 |
4,000 |
0.05% |
|
|
| 33 |
Creative Planning |
1,922 |
3,000 |
0.03% |
|
|
| 34 |
GROUP ONE TRADING LLC |
1,856 |
3,000 |
0.03% |
|
|
| 35 |
BANK OF MONTREAL /CAN/ |
1,115 |
2,000 |
0.02% |
|
|
| 36 |
Joel Isaacson & Co., LLC |
1,600 |
2,000 |
0.02% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
1,633 |
2,000 |
0.02% |
|
|
| 38 |
ROYAL BANK OF CANADA |
1,196 |
1,000 |
0.01% |
|
|
| 39 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,500 |
1,000 |
0.01% |
|
|
| 40 |
BESSEMER GROUP INC |
5 |
0 |
0.00% |
|
|
| 41 |
D.A. DAVIDSON & CO. |
450 |
0 |
0.00% |
|
|
| 42 |
AMERICAN INTERNATIONAL GROUP, INC. |
100 |
0 |
0.00% |
|
|
| 43 |
Pine River Capital Management L.P. |
1,531,250 |
0 |
0.00% |
|
|
| 44 |
Lehman Financial Resources, Inc. |
100 |
0 |
0.00% |
|
|
| 45 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
203 |
0 |
0.00% |
|
|
