| 1 |
GREAT POINT PARTNERS LLC |
2,476,120 |
4,630,000 |
33.00% |
|
|
| 2 |
VANGUARD GROUP INC |
1,112,389 |
2,080,000 |
14.83% |
|
|
| 3 |
Knoll Capital Management, LLC |
1,000,000 |
1,870,000 |
13.33% |
|
|
| 4 |
SABBY MANAGEMENT, LLC |
475,363 |
889,000 |
6.34% |
|
|
| 5 |
GEODE CAPITAL MANAGEMENT, LLC |
279,485 |
522,000 |
3.72% |
|
|
| 6 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
268,499 |
502,000 |
3.58% |
|
|
| 7 |
NORTHERN TRUST CORP |
217,106 |
406,000 |
2.89% |
|
|
| 8 |
BlackRock Institutional Trust Company, N.A. |
208,565 |
390,000 |
2.78% |
|
|
| 9 |
MORGAN STANLEY |
202,633 |
379,000 |
2.70% |
|
|
| 10 |
MILLENNIUM MANAGEMENT LLC |
173,978 |
325,000 |
2.32% |
|
|
| 11 |
GOLDMAN SACHS GROUP INC |
109,915 |
206,000 |
1.47% |
|
|
| 12 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
93,800 |
176,000 |
1.25% |
Put |
|
| 13 |
OPPENHEIMER & CO INC |
92,300 |
173,000 |
1.23% |
|
|
| 14 |
DAFNA Capital Management LLC |
88,900 |
166,000 |
1.18% |
|
|
| 15 |
Bank of New York Mellon Corp |
85,058 |
158,000 |
1.13% |
|
|
| 16 |
BlackRock Fund Advisors |
66,428 |
124,000 |
0.88% |
|
|
| 17 |
TIAA CREF INVESTMENT MANAGEMENT LLC |
60,310 |
113,000 |
0.81% |
|
|
| 18 |
Virtu KCG Holdings LLC |
58,159 |
109,000 |
0.78% |
|
|
| 19 |
Squarepoint Ops LLC |
54,600 |
102,000 |
0.73% |
|
|
| 20 |
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS |
45,529 |
85,000 |
0.61% |
|
|
| 21 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
42,429 |
79,000 |
0.56% |
|
|
| 22 |
Paloma Partners Management Co |
40,350 |
75,000 |
0.53% |
|
|
| 23 |
TWO SIGMA SECURITIES, LLC |
33,596 |
63,000 |
0.45% |
|
|
| 24 |
D. E. Shaw & Co., Inc. |
32,371 |
61,000 |
0.43% |
|
|
| 25 |
TUDOR INVESTMENT CORP ET AL |
27,424 |
51,000 |
0.36% |
|
|
| 26 |
CREDIT SUISSE AG/ |
17,208 |
32,000 |
0.23% |
|
|
| 27 |
Cetera Advisors LLC |
13,600 |
27,000 |
0.19% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
13,969 |
26,000 |
0.19% |
|
|
| 29 |
OXFORD ASSET MANAGEMENT LLP |
14,012 |
26,000 |
0.19% |
|
|
| 30 |
LMR Partners LLP |
12,135 |
23,000 |
0.16% |
|
|
| 31 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
11,425 |
21,000 |
0.15% |
|
|
| 32 |
Alpine Global Management, LLC |
11,070 |
21,000 |
0.15% |
|
|
| 33 |
FIFTH THIRD BANCORP |
10,500 |
20,000 |
0.14% |
|
|
| 34 |
STATE STREET CORP |
10,879 |
20,000 |
0.14% |
|
|
| 35 |
BlackRock Investment Management, LLC |
7,582 |
14,000 |
0.10% |
|
|
| 36 |
BANK OF AMERICA CORP /DE/ |
7,365 |
13,000 |
0.09% |
|
|
| 37 |
DEUTSCHE BANK AG\ |
5,118 |
9,000 |
0.06% |
|
|
| 38 |
INTEGRATED WEALTH MANAGEMENT |
3,900 |
7,000 |
0.05% |
|
|
| 39 |
UBS Group AG |
3,183 |
6,000 |
0.04% |
|
|
| 40 |
SIMPLEX TRADING, LLC |
3,451 |
6,000 |
0.04% |
|
|
| 41 |
CITIGROUP INC |
2,813 |
5,000 |
0.04% |
|
|
| 42 |
GROUP ONE TRADING LLC |
2,358 |
4,000 |
0.03% |
|
|
| 43 |
CITADEL ADVISORS LLC |
2,305 |
4,000 |
0.03% |
|
|
| 44 |
Joel Isaacson & Co., LLC |
1,600 |
3,000 |
0.02% |
|
|
| 45 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,500 |
3,000 |
0.02% |
|
|
| 46 |
ROYAL BANK OF CANADA |
1,196 |
2,000 |
0.01% |
|
|
| 47 |
Pine River Capital Management L.P. |
1,531,250 |
1,000 |
0.01% |
|
|
| 48 |
Tower Research Capital LLC (TRC) |
531 |
1,000 |
0.01% |
|
|
| 49 |
AMERICAN INTERNATIONAL GROUP, INC. |
100 |
187 |
0.00% |
|
|
| 50 |
REILLY FINANCIAL ADVISORS, LLC |
35 |
0 |
0.00% |
|
|
