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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 44 Institutional holders with a total value of $114,012,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CAPITAL ADVISORS INC/OK 1,244,221 30,844,000 27.05%
2 BANK OF AMERICA CORP /DE/ 768,841 19,059,000 16.72%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 443,543 10,995,000 9.64%
4 MORGAN STANLEY 269,761 6,688,000 5.87%
5 CORDA Investment Management, LLC. 207,734 5,149,000 4.52%
6 Gateway Advisory, LLC 196,865 4,880,000 4.28%
7 UBS Group AG 192,506 4,772,000 4.19%
8 WELLS FARGO & COMPANY/MN 169,583 4,204,000 3.69%
9 TRUST CO 142,204 3,525,000 3.09%
10 Capital Investment Advisors, LLC 137,005 3,396,000 2.98%
11 US BANCORP \DE\ 109,224 2,708,000 2.38%
12 DAY & ENNIS, LLC 98,702 2,447,000 2.15%
13 Brookstone Capital Management 69,282 1,718,000 1.51%
14 GUIDANT WEALTH ADVISORS 60,245 1,496,000 1.31%
15 CITADEL ADVISORS LLC 60,035 1,488,000 1.31%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 55,700 1,381,000 1.21%
17 ROYAL BANK OF CANADA 54,643 1,355,000 1.19%
18 BAIRD FINANCIAL GROUP, INC. 53,971 1,338,000 1.17%
19 Janney Montgomery Scott LLC 49,335 1,223,000 1.07%
20 Camelot Portfolios, LLC 36,051 894,000 0.78%
21 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 22,774 565,000 0.50%
22 USCA RIA LLC 18,370 455,000 0.40%
23 TCV Trust & Wealth Management, Inc. 15,950 396,000 0.35%
24 GREAT LAKES ADVISORS, LLC 15,790 391,000 0.34%
25 Commonwealth Equity Services, Inc 13,387 332,000 0.29%
26 Private Advisor Group, LLC 12,599 313,000 0.27% PRN
27 Mariner, LLC 12,423 308,000 0.27%
28 Virtu KCG Holdings LLC 11,657 289,000 0.25%
29 LPL Financial LLC 10,930 270,000 0.24%
30 Wolf Group Capital Advisors 10,856 269,000 0.24%
31 WOLVERINE TRADING LP /BD 9,076 225,000 0.20%
32 Raymond James Financial Services Advisors, Inc. 8,930 221,000 0.19%
33 SOWELL FINANCIAL SERVICES LLC 4,325 107,000 0.09%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,176 79,000 0.07%
35 PROFICIO CAPITAL PARTNERS LLC 2,445 61,000 0.05%
36 IFP ADVISORS, INC 1,133 28,000 0.02%
37 WFG Advisors, LP 1,100 27,000 0.02%
38 Ledyard National Bank 1,000 25,000 0.02%
39 GENEOS WEALTH MANAGEMENT INC. 990 24,000 0.02%
40 VALLEY NATIONAL ADVISERS INC 965 24,000 0.02%
41 MSI Financial Services Inc 660 16,000 0.01%
42 D.A. DAVIDSON & CO. 600 14,000 0.01%
43 BUTENSKY & COHEN FINANCIAL SECURITY, INC 466 12,000 0.01%
44 BlackRock Investment Management, LLC 41 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.