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TICC CAPITAL CORP
TICC CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 120 Institutional holders with a total value of $145,710,956.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Janney Montgomery Scott LLC 38,555 381,698 0.26%
52 STEPHENS INC /AR/ 38,047 377,000 0.26%
53 DAVENPORT & Co LLC 38,038 376,576 0.26%
54 JANE STREET GROUP, LLC 36,397 360,000 0.25%
55 Municipal Employees' Retirement System of Michigan 35,700 353,000 0.24%
56 PRUDENTIAL FINANCIAL INC 34,300 340,000 0.23%
57 OPTIMUM INVESTMENT ADVISORS 32,775 324,000 0.22%
58 MARSHALL WACE, LLP 31,600 313,000 0.21%
59 Allianz Asset Management GmbH 31,358 310,000 0.21%
60 Alpine Global Management, LLC 30,873 306,000 0.21%
61 Airain ltd 29,562 293,000 0.20%
62 Sather Financial Group Inc 29,000 287,000 0.20%
63 PDT Partners, LLC 29,000 287,000 0.20%
64 Glaxis Capital Management, LLC 25,000 248,000 0.17%
65 PEAK6 Group LLC 24,400 242,000 0.17% Call
66 NOMURA HOLDINGS INC 23,650 233,000 0.16%
67 Jefferies Group LLC 23,015 228,000 0.16%
68 FIRST FOUNDATION ADVISORS 22,626 224,000 0.15%
69 Commonwealth Equity Services, Inc 22,118 219,000 0.15%
70 KMS FINANCIAL SERVICES, INC 21,495 213,000 0.15%
71 D. E. Shaw & Co., Inc. 20,382 202,000 0.14%
72 Allen Investment Management, LLC 20,250 200,000 0.14%
73 Princeton Alpha Management LP 19,766 196,000 0.13%
74 OPPENHEIMER & CO INC 18,760 185,000 0.13%
75 Clear Harbor Asset Management, LLC 17,400 172,000 0.12%
76 Creative Planning 16,888 167,000 0.11%
77 SHUFRO ROSE & CO LLC 16,500 163,000 0.11%
78 PRELUDE CAPITAL MANAGEMENT, LLC 16,370 162,000 0.11%
79 Virtu KCG Holdings LLC 16,165 160,000 0.11%
80 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,993 158,000 0.11%
81 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,000 158,000 0.11% Put
82 RAYMOND JAMES TRUST N.A. 15,445 153,000 0.11%
83 MURPHY CAPITAL MANAGEMENT INC 15,462 153,000 0.11%
84 LPL Financial LLC 14,968 148,000 0.10%
85 AMERIPRISE FINANCIAL INC 13,537 134,000 0.09%
86 Texas Yale Capital Corp. 12,475 124,000 0.09%
87 Numeric Investors LLC 12,300 122,000 0.08%
88 CTC Alternative Strategies, Ltd. 12,300 121,770 0.08%
89 CITIGROUP INC 12,258 121,000 0.08%
90 Parkwood LLC 11,979 119,000 0.08%
91 Dynamic Technology Lab Private Ltd 11,477 114,000 0.08%
92 JAG CAPITAL MANAGEMENT, LLC 10,900 108,000 0.07%
93 FCG ADVISORS, LLC 10,300 102,000 0.07%
94 US BANCORP \DE\ 8,843 88,000 0.06%
95 TEACHERS ADVISORS, LLC 5,000 50,000 0.03%
96 Edge Wealth Management LLC 5,000 49,000 0.03%
97 Cowen Prime Services LLC 4,200 42,000 0.03%
98 North Star Investment Management Corp. 4,000 40,000 0.03%
99 Quantbot Technologies LP 3,464 34,000 0.02%
100 CITADEL ADVISORS LLC 3,259 32,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.