| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TESLA MTRS INC | 27,000 | 54,949,000 | 12.60% | PRN | |
| 2 | HUDSON CITY BANCORP INC | 5,326,806 | 54,174,000 | 12.42% | ||
| 3 | HATTERAS FINL CORP | 1,497,500 | 22,687,000 | 5.20% | ||
| 4 | ECHOSTAR CORP CL A | 475,991 | 20,482,000 | 4.70% | ||
| 5 | INVESCO MORTGAGE CAPITAL INC | 1,643,259 | 20,113,000 | 4.61% | ||
| 6 | MTGE INVT CORP | 1,186,426 | 17,488,000 | 4.01% | ||
| 7 | EQUITY COMWLTH COM SH BEN INT | 600,000 | 16,344,000 | 3.75% | ||
| 8 | RYMAN HOSPITALITY PPTYS INC | 304,908 | 15,011,000 | 3.44% | ||
| 9 | AMERICAN CAP LIMITED | 1,173,716 | 14,272,000 | 3.27% | ||
| 10 | SUNCOKE ENERGY INC COM | 1,785,313 | 13,890,000 | 3.18% | ||
| 11 | BRIDGEPOINT EDUCATION INC | 1,726,872 | 13,159,000 | 3.02% | ||
| 12 | Apollo Residentail Mtg Inc | 1,016,569 | 12,870,000 | 2.95% | ||
| 13 | NEWFIELD EXPLOR | 387,200 | 12,739,000 | 2.92% | ||
| 14 | CAREER EDUCATION CRP | 3,273,886 | 12,310,000 | 2.82% | ||
| 15 | STATE NATL COS INC COM | 1,300,044 | 12,155,000 | 2.79% | ||
| 16 | ATLANTIC POWER CORP | 6,192,961 | 11,519,000 | 2.64% | ||
| 17 | ASTA FDG INC | 1,189,037 | 10,142,000 | 2.32% | ||
| 18 | KLX INC COM | 249,742 | 8,926,000 | 2.05% | ||
| 19 | PDC ENERGY INC COM | 154,000 | 8,164,000 | 1.87% | ||
| 20 | STEEL PARTNERS HLDGS L P | 422,888 | 6,990,000 | 1.60% | ||
| 21 | ANWORTH MTG ASSET CORP | 1,319,175 | 6,517,000 | 1.49% | ||
| 22 | FIFTH STREET | 987,490 | 6,093,000 | 1.40% | ||
| 23 | RPX CORP | 415,899 | 5,706,000 | 1.31% | ||
| 24 | PROSPECT CAPITAL CORPORATION | 753,321 | 5,371,000 | 1.23% | ||
| 25 | FIFTH STR SR FLOATNG RATE CO | 610,877 | 5,333,000 | 1.22% | ||
| 26 | OM ASSET MGMT PLC SHS | 339,689 | 5,238,000 | 1.20% | ||
| 27 | WESTMORELAND COAL CO COM | 360,503 | 5,079,000 | 1.16% | ||
| 28 | SOLARCITY CORP | 5,000 | 4,626,000 | 1.06% | PRN | |
| 29 | TICC CAPITAL CORP | 684,250 | 4,591,000 | 1.05% | ||
| 30 | MEDLEY CAP CORPORATION | 615,714 | 4,581,000 | 1.05% | ||
| 31 | MEDLEY MGMT INC | 652,980 | 4,323,000 | 0.99% | ||
| 32 | FIFTH STR ASSET MGMT INC | 497,739 | 3,718,000 | 0.85% | ||
| 33 | Teladoc, Inc. | 159,900 | 3,564,000 | 0.82% | ||
| 34 | CALAMOS ASSET MGMT INC | 281,684 | 2,670,000 | 0.61% | ||
| 35 | CHERRY HILL MTG INVT CORP COM | 162,092 | 2,469,000 | 0.57% | ||
| 36 | AMERCO | 6,103 | 2,401,000 | 0.55% | ||
| 37 | AMEDISYS INC COM | 40,400 | 1,534,000 | 0.35% | ||
| 38 | CLEAN ENERGY FUELS CORPORATION COM | 244,800 | 1,102,000 | 0.25% | Put | |
| 39 | PTC THERAPEUTICS INC | 35,900 | 959,000 | 0.22% | Put | |
| 40 | NL INDS INC COM NEW | 309,933 | 927,000 | 0.21% | ||
| 41 | PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 | 7,181 | 766,000 | 0.18% | PRN | |
| 42 | ORGANOVO HLDGS INC | 100,000 | 268,000 | 0.06% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-041401, filed 2015.11.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
