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TICC CAPITAL CORP
TICC CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 85 Institutional holders with a total value of $44,171,990.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ACROSPIRE INVESTMENT MANAGEMENT LLC 18,920 100,000 0.23%
52 CUTLER GROUP LLC / CA 17,244 90,000 0.20%
53 RAYMOND JAMES TRUST N.A. 15,445 81,000 0.18%
54 OPPENHEIMER & CO INC 15,014 80,000 0.18%
55 PVG Asset Management 14,150 74,570 0.17%
56 Raymond James Financial Services Advisors, Inc. 13,434 71,000 0.16%
57 RAYMOND JAMES & ASSOCIATES 10,555 56,000 0.13%
58 FCG ADVISORS, LLC 10,300 54,000 0.12%
59 Tower Research Capital LLC (TRC) 9,523 50,000 0.11%
60 Cowen Prime Services LLC 7,200 38,000 0.09%
61 WOLVERINE TRADING LP /BD 66 33,528 0.08% Put
62 PNC FINANCIAL SERVICES GROUP, INC. 5,000 27,000 0.06%
63 DEUTSCHE BANK AG\ 5,109 26,000 0.06%
64 Global X Management CO LLC 4,258 22,000 0.05%
65 Walleye Trading LLC 3,800 20,000 0.05%
66 SIMPLEX TRADING, LLC 2,947 15,000 0.03%
67 ADVISOR GROUP, INC. 2,527 13,000 0.03%
68 MOSAIC FAMILY WEALTH, LLC 2,200 12,000 0.03%
69 MSI Financial Services Inc 2,000 11,000 0.02%
70 WOLVERINE TRADING LP /BD 2,121 10,775 0.02%
71 US BANCORP \DE\ 1,823 10,000 0.02%
72 CUTLER GROUP LLC / CA 26,500 9,000 0.02% Call
73 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,539 8,000 0.02%
74 WealthTrust-Arizona, LLC 1,394 7,000 0.02%
75 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,300 7,000 0.02%
76 BlackRock Investment Management, LLC 1,300 7,000 0.02%
77 PRELUDE CAPITAL MANAGEMENT, LLC 900 5,000 0.01%
78 Focused Wealth Management, Inc 866 5,000 0.01%
79 BENJAMIN F. EDWARDS & COMPANY, INC. 1,000 5,000 0.01%
80 WOLVERINE TRADING LP /BD 9 4,572 0.01% Call
81 PENSERRA CAPITAL MANAGEMENT LLC 543 3,000 0.01%
82 CUTLER GROUP LLC / CA 17,200 3,000 0.01% Put
83 Hudock, Inc. 411 2,000 0.00%
84 GLENMEDE TRUST CO NA 320 1,000 0.00%
85 WEALTHPLAN PARTNERS, LLC 5,291 28 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.