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TORTOISE MLP FD INCORPORATED
TORTOISE MLP FD INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 80 Institutional holders with a total value of $189,287,644.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allworth Financial LP 165 3,000 0.00% PRN
2 CITIGROUP INC 200 4,000 0.00%
3 Burt Wealth Advisors 257 5,000 0.00%
4 TRUST CO OF VERMONT 325 6,000 0.00%
5 Chicago Partners Investment Group LLC 380 7,000 0.00%
6 Financial Architects, Inc 522 10,000 0.01%
7 Plante Moran Financial Advisors, LLC 569 11,000 0.01%
8 PARALLEL ADVISORS, LLC 850 16,000 0.01%
9 DEUTSCHE BANK AG\ 1,000 19,000 0.01%
10 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 1,000 19,000 0.01%
11 WFG Advisors, LP 1,080 21,000 0.01%
12 EDGE ADVISORS, LLC 1,420 27,000 0.01%
13 TCI Wealth Advisors, Inc. 2,099 40,000 0.02%
14 MSI Financial Services Inc 2,240 43,000 0.02%
15 MOSAIC FAMILY WEALTH, LLC 2,524 48,000 0.03%
16 NEXT Financial Group, Inc 2,500 48,000 0.03%
17 Joel Isaacson & Co., LLC 3,000 57,000 0.03%
18 Stanford Investment Group, Inc. 3,163 60,000 0.03%
19 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,730 71,000 0.04%
20 BANK OF MONTREAL /CAN/ 4,000 76,000 0.04%
21 ADVISOR GROUP, INC. 4,682 90,000 0.05%
22 Hirtle Callaghan & Co LLC 4,700 90,000 0.05%
23 US BANCORP \DE\ 4,700 90,000 0.05%
24 Sunbelt Securities, Inc. 4,822 92,004 0.05%
25 KELMAN-LAZAROV, INC. 8,000 152,640 0.08%
26 Eidelman Virant Capital 9,000 171,000 0.09%
27 BB&T SECURITIES, LLC 11,564 231,000 0.12%
28 Creative Planning 12,258 234,000 0.12%
29 HighTower Advisors, LLC 13,921 267,000 0.14%
30 TIMUCUAN ASSET MANAGEMENT INC/FL 14,000 267,000 0.14%
31 STIFEL FINANCIAL CORP 14,288 273,000 0.14%
32 Mathes Company, Inc. 15,250 291,000 0.15%
33 Blume Capital Management, Inc. 15,375 293,000 0.15%
34 M&T BANK CORP 16,240 310,000 0.16%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,568 335,000 0.18%
36 Court Place Advisors, LLC 18,114 346,000 0.18%
37 Van Hulzen Asset Management, LLC 18,245 348,000 0.18%
38 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 20,000 382,000 0.20%
39 NUVEEN ASSET MANAGEMENT INC. 20,371 389,000 0.21%
40 CADENCE BANK NA 20,746 396,000 0.21%
41 Janney Montgomery Scott LLC 21,059 402,000 0.21%
42 FINANCIAL COUNSELORS INC 23,131 441,000 0.23%
43 NORTHSTAR ASSET MANAGEMENT Co 25,640 489,000 0.26%
44 LPL Financial LLC 29,700 575,000 0.30%
45 INGALLS & SNYDER LLC 32,699 624,000 0.33%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,202 671,000 0.35%
47 PNC FINANCIAL SERVICES GROUP, INC. 38,473 733,000 0.39%
48 UNITED BANK 39,968 763,000 0.40%
49 KELLEHER FINANCIAL ADVISORS 41,331 788,000 0.42%
50 Commonwealth Equity Services, Inc 43,851 837,000 0.44%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.