| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 1,625,000 | 2,470,000 | 81.06% | ||
| 2 | SCOPUS ASSET MANAGEMENT, L.P. | 120,000 | 182,000 | 5.97% | Call | |
| 3 | Highland Management Partners VII, LLC | 98,779 | 150,000 | 4.92% | ||
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 81,354 | 123,000 | 4.04% | ||
| 5 | B. Riley Wealth Advisors, Inc. | 50,500 | 39,000 | 1.28% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 15,725 | 24,000 | 0.79% | ||
| 7 | CITADEL ADVISORS LLC | 12,418 | 19,000 | 0.62% | ||
| 8 | HERITAGE INVESTORS MANAGEMENT CORP | 10,000 | 15,000 | 0.49% | ||
| 9 | UBS Group AG | 7,325 | 11,000 | 0.36% | ||
| 10 | MORGAN STANLEY | 4,801 | 7,000 | 0.23% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,100 | 5,000 | 0.16% | ||
| 12 | Tower Research Capital LLC (TRC) | 838 | 1,000 | 0.03% | ||
| 13 | BlackRock Fund Advisors | 583 | 1,000 | 0.03% | ||
| 14 | DEUTSCHE BANK AG\ | 239 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
