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RESOURCE CAP CORP COM NEW
RESOURCE CAP CORP COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 94 Institutional holders with a total value of $142,374,135.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 2,097,430 23,596,000 16.57%
2 BlackRock Fund Advisors 1,266,934 14,253,000 10.01%
3 BlackRock Institutional Trust Company, N.A. 982,389 11,052,000 7.76%
4 REAL ESTATE MANAGEMENT SERVICES LLC 943,399 10,613,000 7.45%
5 Invesco Ltd. 710,837 7,997,000 5.62%
6 STATE STREET CORP 684,407 7,694,000 5.40%
7 RENAISSANCE TECHNOLOGIES LLC 535,300 6,022,000 4.23%
8 UBS Group AG 481,086 5,413,000 3.80%
9 AMERIPRISE FINANCIAL INC 420,864 4,735,000 3.33%
10 Proxima Capital Management, LLC 418,053 4,703,000 3.30%
11 Allianz Asset Management GmbH 402,959 4,533,000 3.18%
12 NORTHERN TRUST CORP 345,960 3,892,000 2.73%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 208,950 2,351,000 1.65%
14 GEODE CAPITAL MANAGEMENT, LLC 208,193 2,342,000 1.64%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 193,803 2,175,000 1.53%
16 PARAMETRIC PORTFOLIO ASSOCIATES LLC 134,272 1,511,000 1.06%
17 Bank of New York Mellon Corp 133,588 1,503,000 1.06%
18 DALTON GREINER HARTMAN MAHER & CO 131,897 1,484,000 1.04%
19 BlackRock Investment Management, LLC 126,647 1,425,000 1.00%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 112,746 1,269,000 0.89%
21 VAN ECK ASSOCIATES CORP 103,603 1,166,000 0.82%
22 TIAA CREF INVESTMENT MANAGEMENT LLC 103,291 1,162,000 0.82%
23 MARTINGALE ASSET MANAGEMENT L P 95,852 1,079,000 0.76%
24 LPL Financial LLC 86,039 941,000 0.66%
25 PRUDENTIAL FINANCIAL INC 80,377 904,000 0.63%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 67,208 756,000 0.53%
27 TEACHERS ADVISORS, LLC 65,617 738,000 0.52%
28 NORGES BANK 61,805 695,000 0.49%
29 Counsel Portfolio Services Inc. 61,300 690,000 0.48%
30 ACADIAN ASSET MANAGEMENT LLC 61,300 690,000 0.48%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 60,700 683,000 0.48% Call
32 GUGGENHEIM CAPITAL LLC 60,119 676,000 0.47%
33 BEACH INVESTMENT COUNSEL INC/PA 59,899 674,000 0.47%
34 Creative Planning 59,064 664,000 0.47%
35 DEUTSCHE BANK AG\ 57,870 648,000 0.46%
36 CREDIT SUISSE AG/ 56,583 636,000 0.45%
37 Swiss National Bank 54,600 593,000 0.42%
38 RHUMBLINE ADVISERS 51,494 579,000 0.41%
39 Beach Investment Management, LLC. 49,644 558,000 0.39%
40 WELLINGTON MANAGEMENT GROUP LLP 41,485 467,000 0.33%
41 GOLDMAN SACHS GROUP INC 39,991 450,000 0.32%
42 MORGAN STANLEY 38,891 437,000 0.31%
43 ALLIANCEBERNSTEIN L.P. 38,660 435,000 0.31%
44 PEAK6 Group LLC 38,600 434,000 0.30% Call
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,300 375,000 0.26% Put
46 NEW YORK STATE COMMON RETIREMENT FUND 31,775 357,000 0.25%
47 CWA ASSET MANAGEMENT GROUP, LLC 30,187 340,000 0.24%
48 PRICE T ROWE ASSOCIATES INC /MD/ 30,050 338,000 0.24%
49 RUSSELL FRANK CO/ 28,427 320,000 0.22%
50 CITADEL ADVISORS LLC 27,959 315,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.