Dark
Light
System
Security
RESOURCE CAP CORP COM NEW
RESOURCE CAP CORP COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 91 Institutional holders with a total value of $158,049,826.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 2,093,996 26,930,000 17.04%
2 BlackRock Fund Advisors 1,489,702 19,158,000 12.12%
3 BlackRock Institutional Trust Company, N.A. 966,275 12,426,000 7.86%
4 REAL ESTATE MANAGEMENT SERVICES LLC 943,399 12,132,000 7.68%
5 Invesco Ltd. 710,487 9,137,000 5.78%
6 STATE STREET CORP 671,627 8,636,000 5.46%
7 UBS Group AG 470,736 6,053,000 3.83%
8 AMERIPRISE FINANCIAL INC 465,617 5,988,000 3.79%
9 Proxima Capital Management, LLC 398,053 5,119,000 3.24%
10 NORTHERN TRUST CORP 337,658 4,342,000 2.75%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 230,750 2,967,000 1.88%
12 GEODE CAPITAL MANAGEMENT, LLC 213,315 2,743,000 1.74%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 202,502 2,599,000 1.64%
14 PARAMETRIC PORTFOLIO ASSOCIATES LLC 148,065 1,904,000 1.20%
15 AMERICAN CENTURY COMPANIES INC 145,091 1,866,000 1.18%
16 BlackRock Investment Management, LLC 133,982 1,723,000 1.09%
17 DALTON GREINER HARTMAN MAHER & CO 132,181 1,700,000 1.08%
18 Bank of New York Mellon Corp 127,226 1,636,000 1.04%
19 RENAISSANCE TECHNOLOGIES LLC 122,100 1,570,000 0.99%
20 SYSTEMATIC FINANCIAL MANAGEMENT LP 121,405 1,561,000 0.99%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 114,822 1,477,000 0.93%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 113,200 1,456,000 0.92% Call
23 TIAA CREF INVESTMENT MANAGEMENT LLC 111,965 1,440,000 0.91%
24 CREDIT SUISSE AG/ 111,607 1,435,000 0.91%
25 JPMORGAN CHASE & CO 109,005 1,402,000 0.89%
26 PRUDENTIAL FINANCIAL INC 105,877 1,362,000 0.86%
27 MARTINGALE ASSET MANAGEMENT L P 105,071 1,352,000 0.86%
28 VAN ECK ASSOCIATES CORP 93,483 1,202,000 0.76%
29 TEACHERS ADVISORS, LLC 76,734 987,000 0.62%
30 DEUTSCHE BANK AG\ 74,865 960,000 0.61%
31 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 63,517 817,000 0.52%
32 BEACH INVESTMENT COUNSEL INC/PA 59,649 767,000 0.49%
33 Creative Planning 57,768 743,000 0.47%
34 EMERALD ACQUISITION LTD. 57,073 734,000 0.46%
35 Swiss National Bank 54,600 702,000 0.44%
36 Beach Investment Management, LLC. 49,644 638,000 0.40%
37 WASATCH ADVISORS LP 48,600 625,000 0.40%
38 LPL Financial LLC 46,887 586,000 0.37%
39 ALLIANCEBERNSTEIN L.P. 41,760 537,000 0.34%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,300 531,000 0.34% Put
41 RHUMBLINE ADVISERS 39,798 512,000 0.32%
42 GUGGENHEIM CAPITAL LLC 34,738 447,000 0.28%
43 CWA ASSET MANAGEMENT GROUP, LLC 34,142 439,000 0.28%
44 NEW YORK STATE COMMON RETIREMENT FUND 31,775 409,000 0.26%
45 PRICE T ROWE ASSOCIATES INC /MD/ 30,050 386,000 0.24%
46 SECOR Capital Advisors, LP 26,876 346,000 0.22%
47 IndexIQ Advisors LLC 24,352 313,000 0.20%
48 MORGAN STANLEY 24,222 312,000 0.20%
49 NISA INVESTMENT ADVISORS, LLC 23,900 307,000 0.19%
50 METROPOLITAN LIFE INSURANCE CO/NY 23,869 307,000 0.19%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.