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Ultrapetrol (Bahamas) Ltd
Ultrapetrol (Bahamas) Ltd. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 49 Institutional holders with a total value of $39,797,394.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 6,450,682 19,997,000 50.25%
2 AYM CAPITAL, LLC 1,684,461 5,222,000 13.12%
3 Moab Capital Partners LLC 877,450 2,720,000 6.83%
4 BlackRock Fund Advisors 602,546 1,868,000 4.69%
5 KENNEDY CAPITAL MANAGEMENT LLC 457,495 1,418,000 3.56%
6 DIMENSIONAL FUND ADVISORS LP 451,847 1,401,000 3.52%
7 RENAISSANCE TECHNOLOGIES LLC 370,600 1,149,000 2.89%
8 NORTHERN TRUST CORP 231,374 717,000 1.80%
9 STATE STREET CORP 212,911 661,000 1.66%
10 BlackRock Institutional Trust Company, N.A. 190,713 591,000 1.49%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 150,000 460,000 1.16%
12 AEGIS FINANCIAL CORP 125,017 388,000 0.97%
13 BANK OF AMERICA CORP /DE/ 78,782 244,000 0.61%
14 BlackRock Investment Management, LLC 70,714 219,000 0.55%
15 TIAA CREF INVESTMENT MANAGEMENT LLC 69,050 214,000 0.54%
16 Bank of New York Mellon Corp 63,157 195,000 0.49%
17 GOLDMAN SACHS GROUP INC 60,989 189,000 0.47%
18 GEODE CAPITAL MANAGEMENT, LLC 49,851 154,000 0.39%
19 CITADEL ADVISORS LLC 48,434 150,000 0.38%
20 Invesco Ltd. 42,684 132,000 0.33%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 38,234 119,000 0.30%
22 Thomas J. Herzfeld Advisors, Inc. 36,000 112,000 0.28%
23 DEUTSCHE BANK AG\ 36,570 112,000 0.28%
24 HighTower Advisors, LLC 34,300 106,000 0.27%
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 33,800 105,000 0.26%
26 VANGUARD GROUP INC 33,441 103,000 0.26%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,956 102,000 0.26%
28 Paloma Partners Management Co 30,788 95,000 0.24%
29 Spark Investment Management LLC 30,400 93,000 0.23%
30 TEACHERS ADVISORS, LLC 25,720 80,000 0.20%
31 Nationwide Fund Advisors 25,662 80,000 0.20%
32 TWO SIGMA ADVISERS, LP 24,700 76,000 0.19%
33 ProShare Advisors LLC 21,612 67,000 0.17%
34 Jefferies Group LLC 21,700 67,000 0.17%
35 RHUMBLINE ADVISERS 21,564 67,000 0.17%
36 Virtu KCG Holdings LLC 15,770 49,000 0.12%
37 CREDIT SUISSE AG/ 16,110 49,000 0.12%
38 BARCLAYS PLC 15,566 47,000 0.12%
39 AMERICAN INTERNATIONAL GROUP, INC. 14,529 45,040 0.11%
40 BLACKROCK ADVISORS LLC 11,811 37,000 0.09%
41 Rotella Capital Management, Inc. 11,072 34,000 0.09%
42 PNC FINANCIAL SERVICES GROUP, INC. 10,000 31,000 0.08%
43 CITIGROUP INC 5,998 18,000 0.05%
44 MORGAN STANLEY 2,277 7,000 0.02%
45 Tower Research Capital LLC (TRC) 2,020 6,000 0.02%
46 UBS AG 310 1,000 0.00%
47 BNP PARIBAS FINANCIAL MARKETS 125 354 0.00%
48 AMERIPRISE FINANCIAL INC 10 0 0.00%
49 GLOBEFLEX CAPITAL L P 262 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.