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Ultrapetrol (Bahamas) Ltd
Ultrapetrol (Bahamas) Ltd. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 43 Institutional holders with a total value of $41,316,465.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 4,330,188 13,510,000 32.70%
2 Moab Capital Partners LLC 3,448,177 10,758,000 26.04%
3 AYM CAPITAL, LLC 1,712,536 5,343,000 12.93%
4 BlackRock Fund Advisors 506,470 1,580,000 3.82%
5 DIMENSIONAL FUND ADVISORS LP 494,666 1,543,000 3.73%
6 WELLINGTON MANAGEMENT GROUP LLP 469,524 1,465,000 3.55%
7 KENNEDY CAPITAL MANAGEMENT LLC 457,254 1,427,000 3.45%
8 RENAISSANCE TECHNOLOGIES LLC 295,700 923,000 2.23%
9 STATE STREET CORP 214,738 670,000 1.62%
10 NORTHERN TRUST CORP 194,278 606,000 1.47%
11 BlackRock Institutional Trust Company, N.A. 187,620 585,000 1.42%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 150,000 468,000 1.13%
13 TIAA CREF INVESTMENT MANAGEMENT LLC 87,276 272,000 0.66%
14 CAXTON ASSOCIATES LP 86,911 271,000 0.66%
15 BlackRock Investment Management, LLC 71,107 222,000 0.54%
16 Bank of New York Mellon Corp 63,157 197,000 0.48%
17 GEODE CAPITAL MANAGEMENT, LLC 43,874 136,000 0.33%
18 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 39,258 122,000 0.30%
19 BRIDGEWAY CAPITAL MANAGEMENT, LLC 37,692 118,000 0.29%
20 Thomas J. Herzfeld Advisors, Inc. 36,000 112,000 0.27%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 33,800 106,000 0.26%
22 VANGUARD GROUP INC 33,618 105,000 0.25%
23 PRELUDE CAPITAL MANAGEMENT, LLC 29,900 93,000 0.23%
24 RHUMBLINE ADVISERS 26,964 84,000 0.20%
25 TEACHERS ADVISORS, LLC 25,720 80,000 0.19%
26 Nationwide Fund Advisors 25,662 80,000 0.19%
27 GOLDMAN SACHS GROUP INC 25,357 79,000 0.19%
28 TWO SIGMA ADVISERS, LP 23,066 72,000 0.17%
29 AMERICAN INTERNATIONAL GROUP, INC. 13,966 43,574 0.11%
30 TUDOR INVESTMENT CORP ET AL 13,500 42,000 0.10%
31 GSA CAPITAL PARTNERS LLP 13,200 41,000 0.10%
32 Rotella Capital Management, Inc. 11,537 36,000 0.09%
33 BANK OF AMERICA CORP /DE/ 10,000 31,000 0.08%
34 BLACKROCK ADVISORS LLC 9,205 29,000 0.07%
35 Tower Research Capital LLC (TRC) 8,601 27,000 0.07%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,365 17,000 0.04%
37 UBS AG 2,386 7,000 0.02%
38 MORGAN STANLEY 1,746 5,000 0.01%
39 BNP PARIBAS FINANCIAL MARKETS 1,247 3,891 0.01%
40 WELLS FARGO & COMPANY/MN 983 3,000 0.01%
41 BARCLAYS PLC 712 2,000 0.00%
42 CITIGROUP INC 742 2,000 0.00%
43 DEUTSCHE BANK AG\ 195 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.