| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carlyle Group Inc. | 23,328,314 | 341,993,000 | 40.11% | ||
| 2 | RIVERSTONE HOLDINGS LLC | 22,728,556 | 333,201,000 | 39.08% | ||
| 3 | OppenheimerFunds, Inc. | 3,668,414 | 53,779,000 | 6.31% | ||
| 4 | Harvest Fund Advisors LLC | 1,759,452 | 25,793,566 | 3.03% | ||
| 5 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 890,566 | 13,056,000 | 1.53% | ||
| 6 | UBS Group AG | 733,684 | 10,755,000 | 1.26% | ||
| 7 | CITIGROUP INC | 634,851 | 9,307,000 | 1.09% | ||
| 8 | JENNISON ASSOCIATES LLC | 360,301 | 5,282,000 | 0.62% | ||
| 9 | VAN ECK ASSOCIATES CORP | 347,089 | 5,088,000 | 0.60% | ||
| 10 | MORGAN STANLEY | 343,763 | 5,039,000 | 0.59% | ||
| 11 | Neuberger Berman Group LLC | 269,400 | 3,949,000 | 0.46% | ||
| 12 | CIBC Private Wealth Group LLC | 253,813 | 3,721,000 | 0.44% | ||
| 13 | BARD ASSOCIATES INC | 241,107 | 3,535,000 | 0.41% | ||
| 14 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 206,052 | 3,021,000 | 0.35% | ||
| 15 | AMERICAN FINANCIAL GROUP INC | 174,871 | 2,564,000 | 0.30% | ||
| 16 | COHEN & STEERS, INC. | 167,009 | 2,448,000 | 0.29% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 134,390 | 1,971,000 | 0.23% | ||
| 18 | Spot Trading L.L.C | 127,500 | 1,869,000 | 0.22% | Call | |
| 19 | Raymond James Financial Services Advisors, Inc. | 120,861 | 1,772,000 | 0.21% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 114,400 | 1,677,000 | 0.20% | Put | |
| 21 | LUCAS CAPITAL MANAGEMENT | 106,606 | 1,563,000 | 0.18% | ||
| 22 | PEAK6 Group LLC | 94,400 | 1,384,000 | 0.16% | Call | |
| 23 | DEUTSCHE BANK AG\ | 92,750 | 1,359,000 | 0.16% | ||
| 24 | Coe Capital Management, LLC | 88,561 | 1,298,305 | 0.15% | ||
| 25 | Lyon Street Capital, LLC | 84,353 | 1,237,000 | 0.15% | ||
| 26 | RENAISSANCE TECHNOLOGIES LLC | 83,800 | 1,229,000 | 0.14% | ||
| 27 | Invesco Ltd. | 81,501 | 1,195,000 | 0.14% | ||
| 28 | PEAK6 Group LLC | 78,600 | 1,152,000 | 0.14% | Put | |
| 29 | BARCLAYS PLC | 76,951 | 1,128,000 | 0.13% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 66,300 | 972,000 | 0.11% | Call | |
| 31 | GUGGENHEIM CAPITAL LLC | 58,504 | 858,000 | 0.10% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 53,293 | 781,000 | 0.09% | ||
| 33 | ALBERT D MASON INC | 46,886 | 687,000 | 0.08% | ||
| 34 | CITADEL ADVISORS LLC | 41,942 | 615,000 | 0.07% | ||
| 35 | JPMORGAN CHASE & CO | 40,043 | 587,000 | 0.07% | ||
| 36 | Chicago Partners Investment Group LLC | 36,153 | 530,000 | 0.06% | ||
| 37 | WOLVERINE TRADING LP /BD | 340 | 499,120 | 0.06% | Put | |
| 38 | WELLS FARGO & COMPANY/MN | 32,987 | 484,000 | 0.06% | ||
| 39 | Virtu KCG Holdings LLC | 32,219 | 472,000 | 0.06% | ||
| 40 | GROUP ONE TRADING LLC | 31,198 | 457,000 | 0.05% | ||
| 41 | Spot Trading L.L.C | 24,600 | 361,000 | 0.04% | Put | |
| 42 | B. Riley Wealth Advisors, Inc. | 23,289 | 342,000 | 0.04% | ||
| 43 | GSA CAPITAL PARTNERS LLP | 22,745 | 333,000 | 0.04% | ||
| 44 | Creative Planning | 21,502 | 315,000 | 0.04% | ||
| 45 | BANK OF AMERICA CORP /DE/ | 20,166 | 296,000 | 0.03% | ||
| 46 | Barnett & Company, Inc. | 17,100 | 251,000 | 0.03% | ||
| 47 | RBF Capital, LLC | 17,000 | 249,000 | 0.03% | ||
| 48 | DAVENPORT & Co LLC | 16,300 | 238,958 | 0.03% | ||
| 49 | Sumitomo Mitsui Trust Group, Inc. | 16,000 | 235,000 | 0.03% | ||
| 50 | ROYAL BANK OF CANADA | 15,972 | 234,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
