| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carlyle Group Inc. | 23,717,985 | 445,424,000 | 40.60% | ||
| 2 | RIVERSTONE HOLDINGS LLC | 23,108,209 | 433,972,000 | 39.56% | ||
| 3 | OppenheimerFunds, Inc. | 4,316,727 | 81,068,000 | 7.39% | ||
| 4 | Harvest Fund Advisors LLC | 1,825,035 | 34,274,000 | 3.12% | ||
| 5 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 890,566 | 16,725,000 | 1.52% | ||
| 6 | MORGAN STANLEY | 369,937 | 6,948,000 | 0.63% | ||
| 7 | JENNISON ASSOCIATES LLC | 367,189 | 6,896,000 | 0.63% | ||
| 8 | VAN ECK ASSOCIATES CORP | 331,935 | 6,234,000 | 0.57% | ||
| 9 | UBS Group AG | 330,279 | 6,203,000 | 0.57% | ||
| 10 | Neuberger Berman Group LLC | 272,543 | 5,118,000 | 0.47% | ||
| 11 | BARD ASSOCIATES INC | 240,507 | 4,517,000 | 0.41% | ||
| 12 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 205,945 | 3,868,000 | 0.35% | ||
| 13 | Lyon Street Capital, LLC | 189,125 | 3,552,000 | 0.32% | ||
| 14 | AMERICAN FINANCIAL GROUP INC | 174,871 | 3,284,000 | 0.30% | ||
| 15 | BARCLAYS PLC | 152,716 | 2,868,000 | 0.26% | ||
| 16 | CIBC Private Wealth Group LLC | 149,400 | 2,806,000 | 0.26% | ||
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 146,300 | 2,748,000 | 0.25% | Put | |
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 129,090 | 2,425,000 | 0.22% | ||
| 19 | Raymond James Financial Services Advisors, Inc. | 123,314 | 2,316,000 | 0.21% | ||
| 20 | PEAK6 Group LLC | 120,300 | 2,259,000 | 0.21% | Call | |
| 21 | Coe Capital Management, LLC | 108,561 | 2,023,577 | 0.18% | ||
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 100,500 | 1,887,000 | 0.17% | Call | |
| 23 | LUCAS CAPITAL MANAGEMENT | 94,176 | 1,769,000 | 0.16% | ||
| 24 | ALBERT D MASON INC | 82,152 | 1,543,000 | 0.14% | ||
| 25 | PEAK6 Group LLC | 81,000 | 1,521,000 | 0.14% | Put | |
| 26 | Invesco Ltd. | 74,364 | 1,397,000 | 0.13% | ||
| 27 | GUGGENHEIM CAPITAL LLC | 64,928 | 1,219,000 | 0.11% | ||
| 28 | Spot Trading L.L.C | 56,300 | 1,057,000 | 0.10% | Call | |
| 29 | RAYMOND JAMES & ASSOCIATES | 51,134 | 960,000 | 0.09% | ||
| 30 | GSA CAPITAL PARTNERS LLP | 48,945 | 919,000 | 0.08% | ||
| 31 | BANK OF AMERICA CORP /DE/ | 43,236 | 812,000 | 0.07% | ||
| 32 | Spot Trading L.L.C | 43,000 | 808,000 | 0.07% | Put | |
| 33 | CITIGROUP INC | 38,900 | 731,000 | 0.07% | ||
| 34 | Chicago Partners Investment Group LLC | 37,022 | 695,000 | 0.06% | ||
| 35 | RENAISSANCE TECHNOLOGIES LLC | 31,000 | 582,000 | 0.05% | ||
| 36 | DEUTSCHE BANK AG\ | 31,000 | 582,000 | 0.05% | ||
| 37 | Stockman Wealth Management, Inc. | 26,352 | 495,000 | 0.05% | ||
| 38 | WELLS FARGO & COMPANY/MN | 24,710 | 464,000 | 0.04% | ||
| 39 | B. Riley Wealth Advisors, Inc. | 23,990 | 451,000 | 0.04% | ||
| 40 | Creative Planning | 21,250 | 399,000 | 0.04% | ||
| 41 | JPMORGAN CHASE & CO | 18,869 | 355,000 | 0.03% | ||
| 42 | CITADEL ADVISORS LLC | 18,552 | 348,000 | 0.03% | ||
| 43 | ROYAL BANK OF CANADA | 17,743 | 333,000 | 0.03% | ||
| 44 | RBF Capital, LLC | 17,000 | 319,000 | 0.03% | ||
| 45 | DAVENPORT & Co LLC | 16,300 | 306,114 | 0.03% | ||
| 46 | CITADEL ADVISORS LLC | 15,100 | 284,000 | 0.03% | Put | |
| 47 | Barnett & Company, Inc. | 14,900 | 280,000 | 0.03% | ||
| 48 | Ipswich Investment Management Co., Inc. | 13,075 | 246,000 | 0.02% | ||
| 49 | Virtu KCG Holdings LLC | 10,866 | 204,000 | 0.02% | ||
| 50 | Spot Trading L.L.C | 5,312 | 100,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
