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VANGUARD MALVERN FDS
VANGUARD MALVERN FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 150 Institutional holders with a total value of $1,219,199,909.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Perigon Wealth Management, LLC 48 2,000 0.00%
3 Gradient Investments LLC 57 3,000 0.00%
4 CUTLER GROUP LLC / CA 71 3,000 0.00%
5 GENEOS WEALTH MANAGEMENT INC. 109 5,000 0.00%
6 Argentus Capital Management, LLC 139 7,000 0.00%
7 WOODMONT INVESTMENT COUNSEL LLC 201 10,000 0.00%
8 ANCHOR INVESTMENT MANAGEMENT, LLC 300 14,895 0.00%
9 D'Orazio & Associates, Inc. 503 24,000 0.00%
10 WFG Advisors, LP 510 25,000 0.00%
11 BlackRock Investment Management, LLC 500 25,000 0.00%
12 ADVANTAGE INVESTMENT MANAGEMENT, LLC 535 27,000 0.00%
13 Burt Wealth Advisors 560 27,000 0.00%
14 FIRST INTERSTATE BANK 753 37,000 0.00%
15 TRUST CO 840 42,000 0.00%
16 Patten Group, Inc. 958 47,512 0.00%
17 DUNCKER STREETT & CO INC 1,660 82,000 0.01%
18 Carroll Financial Associates, Inc. 1,682 83,000 0.01%
19 NEXT Financial Group, Inc 1,884 94,000 0.01%
20 BRONFMAN E.L. ROTHSCHILD, L.P. 2,000 99,000 0.01%
21 North Star Investment Management Corp. 2,006 100,000 0.01%
22 BROWN BROTHERS HARRIMAN & CO 2,950 146,000 0.01%
23 WOLVERINE TRADING LP /BD 4,083 203,000 0.02%
24 HL FINANCIAL SERVICES LLC 5,042 250,000 0.02%
25 Compagnie Lombard Odier SCmA 5,100 253,000 0.02%
26 SIMMONS BANK 5,140 255,000 0.02%
27 Zhang Financial LLC 5,313 264,000 0.02%
28 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 5,454 271,000 0.02%
29 CAHILL FINANCIAL ADVISORS INC 5,610 279,000 0.02%
30 Advisory Services Network, LLC 5,651 281,000 0.02%
31 RPG FAMILY WEALTH ADVISORY, LLC 6,399 317,710 0.03%
32 BLAIR WILLIAM & CO/IL 6,585 327,000 0.03%
33 Avior Wealth Management, LLC 6,788 337,000 0.03%
34 CETERA INVESTMENT ADVISERS 7,007 346,000 0.03%
35 RISK PARADIGM GROUP, LLC 7,307 362,792 0.03%
36 Capital Investment Services of America, Inc. 7,500 372,000 0.03%
37 MSI Financial Services Inc 7,590 376,000 0.03%
38 First Horizon Advisors, Inc. 7,633 379,000 0.03%
39 Smithfield Trust Co 7,751 385,000 0.03%
40 Private Advisor Group, LLC 8,013 397,000 0.03%
41 Whitegate Investment Counselors, Inc. 8,026 398,000 0.03%
42 Raymond James Financial Services Advisors, Inc. 8,327 413,000 0.03%
43 ASPIRIANT, LLC 9,588 476,000 0.04%
44 PINNACLE ASSOCIATES LTD 9,895 491,000 0.04%
45 Creative Planning 10,435 518,000 0.04%
46 Newman Dignan & Sheerar, Inc. 10,494 521,000 0.04%
47 ADVISOR GROUP, INC. 10,515 522,000 0.04%
48 Evanson Asset Management, LLC 11,000 546,000 0.04%
49 BEESE FULMER INVESTMENT MANAGEMENT, INC. 11,036 548,000 0.04%
50 Sigma Planning Corp 11,109 552,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.