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VANGUARD SCOTTSDALE FDS
VANGUARD SCOTTSDALE FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 44 Institutional holders with a total value of $211,567,564.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 497,925 50,788,000 24.01%
2 LPL Financial LLC 406,820 40,865,000 19.32%
3 MORGAN STANLEY 288,178 29,395,000 13.89%
4 UBS Group AG 176,024 17,954,000 8.49%
5 Cornerstone Management, Inc. 169,117 17,249,934 8.15%
6 Janney Montgomery Scott LLC 93,990 9,587,000 4.53%
7 ENVESTNET ASSET MANAGEMENT INC 73,341 7,481,000 3.54%
8 WELLS FARGO & COMPANY/MN 59,223 6,041,000 2.86%
9 BOKF, NA 55,542 5,666,000 2.68%
10 Commonwealth Equity Services, Inc 34,674 3,537,000 1.67%
11 ROYAL BANK OF CANADA 34,349 3,504,000 1.66%
12 Cetera Advisor Networks LLC 29,738 3,033,000 1.43%
13 AMERIPRISE FINANCIAL INC 25,083 2,559,000 1.21%
14 CIBC Private Wealth Group LLC 16,071 1,639,000 0.77%
15 JPMORGAN CHASE & CO 14,788 1,508,000 0.71%
16 CREDIT SUISSE AG/ 13,844 1,412,000 0.67%
17 PARAMETRIC PORTFOLIO ASSOCIATES LLC 9,897 1,009,000 0.48%
18 BALENTINE LLC 9,897 1,009,000 0.48%
19 Opus Capital Group, LLC 8,773 895,000 0.42%
20 BROWN ADVISORY INC 7,115 726,000 0.34%
21 First Allied Advisory Services, Inc. 6,914 703,000 0.33%
22 INTEGRATED INVESTMENT CONSULTANTS, LLC 7,217 690,000 0.33%
23 BAHL & GAYNOR INC 6,046 617,000 0.29%
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 4,221 431,000 0.20%
25 GOLDMAN SACHS GROUP INC 4,224 431,000 0.20%
26 Curbstone Financial Management Corp 4,200 428,000 0.20%
27 BB&T SECURITIES, LLC 2,804 286,000 0.14%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,620 267,000 0.13%
29 IFP ADVISORS, INC 2,506 256,000 0.12%
30 AMERICAN INTERNATIONAL GROUP, INC. 2,482 253,000 0.12%
31 COMERICA BANK 2,525 242,000 0.11%
32 MILLENNIUM MANAGEMENT LLC 2,143 219,000 0.10%
33 OPPENHEIMER & CO INC 2,150 219,000 0.10%
34 MSI Financial Services Inc 1,818 185,000 0.09%
35 SG Americas Securities, LLC 1,619 165,000 0.08%
36 US BANCORP \DE\ 790 81,000 0.04%
37 PNC FINANCIAL SERVICES GROUP, INC. 745 76,000 0.04%
38 CITIGROUP INC 682 70,000 0.03%
39 NEXT Financial Group, Inc 400 40,000 0.02%
40 INTEGRATED WEALTH MANAGEMENT 331 34,000 0.02%
41 Creative Planning 100 10,000 0.00%
42 Winslow, Evans & Crocker, Inc. 66 6,630 0.00%
43 Tower Research Capital LLC (TRC) 2 0 0.00%
44 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.