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VANGUARD SCOTTSDALE FDS
VANGUARD SCOTTSDALE FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 60 Institutional holders with a total value of $353,260,157.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 695,122 74,747,000 21.16%
2 UBS Group AG 427,484 45,967,000 13.01%
3 MORGAN STANLEY 359,590 38,666,000 10.95%
4 Janney Montgomery Scott LLC 275,079 29,579,000 8.37%
5 WELLS FARGO & COMPANY/MN 256,990 27,634,000 7.82%
6 HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC 160,407 17,695,000 5.01%
7 Sequoia Financial Advisors, LLC 153,588 16,515,000 4.68%
8 Cornerstone Management, Inc. 143,236 15,402,167 4.36%
9 LPL Financial LLC 132,962 14,399,000 4.08%
10 COMERICA BANK 109,622 12,104,000 3.43%
11 Commonwealth Equity Services, Inc 82,431 8,864,000 2.51%
12 JANE STREET GROUP, LLC 69,803 7,506,000 2.12%
13 ROYAL BANK OF CANADA 63,490 6,827,000 1.93%
14 Cetera Advisor Networks LLC 44,593 4,795,000 1.36%
15 AMERIPRISE FINANCIAL INC 43,575 4,686,000 1.33%
16 Raymond James Financial Services Advisors, Inc. 42,463 4,566,000 1.29%
17 Invesco Ltd. 17,452 1,877,000 0.53%
18 Opus Capital Group, LLC 17,440 1,875,000 0.53%
19 SILVERCREST ASSET MANAGEMENT GROUP LLC 15,000 1,613,000 0.46%
20 BROWN ADVISORY INC 13,940 1,499,000 0.42%
21 CIBC Private Wealth Group LLC 13,702 1,473,000 0.42%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,742 1,370,000 0.39%
23 COMERICA SECURITIES INC 11,044 1,188,000 0.34%
24 INTEGRATED INVESTMENT CONSULTANTS, LLC 8,676 933,000 0.26%
25 RAYMOND JAMES & ASSOCIATES 8,594 924,000 0.26%
26 KEYBANK NATIONAL ASSOCIATION/OH 8,544 919,000 0.26%
27 MSI Financial Services Inc 8,110 872,000 0.25%
28 First Allied Advisory Services, Inc. 7,596 817,000 0.23%
29 IFC Holdings Incorporated/FL 7,166 772,000 0.22%
30 GOOD LIFE ADVISORS, LLC 6,925 764,000 0.22%
31 ADVISOR GROUP, INC. 6,724 723,000 0.20%
32 NATIONAL PLANNING CORP 4,920 548,000 0.16%
33 GOLDMAN SACHS GROUP INC 4,962 534,000 0.15%
34 HighTower Advisors, LLC 4,158 446,000 0.13%
35 Cambridge Investment Research Advisors, Inc. 3,889 418,000 0.12%
36 Greenwich Wealth Management LLC 3,771 405,000 0.11%
37 Virtu Financial LLC 3,208 345,000 0.10%
38 MACQUARIE GROUP LTD 3,172 341,000 0.10%
39 BOKF, NA 2,970 319,000 0.09%
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 2,745 295,000 0.08%
41 BB&T SECURITIES, LLC 2,404 256,000 0.07%
42 OPPENHEIMER & CO INC 2,100 226,000 0.06%
43 IFP ADVISORS, INC 2,082 224,000 0.06%
44 FIFTH THIRD SECURITIES INC //OH /BD 1,981 213,000 0.06%
45 SUNTRUST BANKS INC 1,972 212,000 0.06%
46 JPMORGAN CHASE & CO 1,864 200,000 0.06%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,368 147,000 0.04%
48 CITIGROUP INC 923 99,000 0.03%
49 PNC FINANCIAL SERVICES GROUP, INC. 745 80,000 0.02%
50 NEXT Financial Group, Inc 740 80,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.