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CARLYLE GROUP L P
CARLYLE GROUP L P. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 128 Institutional holders with a total value of $523,916,029.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 STIFEL FINANCIAL CORP 43,764 684,000 0.13%
52 RAYMOND JAMES & ASSOCIATES 42,405 660,000 0.13%
53 Bank of New York Mellon Corp 40,638 633,000 0.12%
54 WHITTIER TRUST CO 39,265 611,000 0.12%
55 WOLVERINE TRADING LP /BD 39,600 603,000 0.12% Put
56 CITADEL ADVISORS LLC 36,645 571,000 0.11%
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,300 550,000 0.10% Put
58 PineBridge Investments, L.P. 34,207 533,000 0.10%
59 GEODE CAPITAL MANAGEMENT, LLC 33,267 517,000 0.10%
60 WOLVERINE TRADING LP /BD 29,320 447,000 0.09%
61 BARCLAYS PLC 27,184 423,000 0.08%
62 Creative Planning 24,600 383,000 0.07%
63 AMERIPRISE FINANCIAL INC 24,402 380,000 0.07%
64 Sterling Capital Management LLC 23,500 366,000 0.07%
65 M&T BANK CORP 23,136 360,000 0.07%
66 Focused Wealth Management, Inc 22,984 358,000 0.07%
67 B. Riley Wealth Advisors, Inc. 20,271 316,000 0.06%
68 Walleye Trading LLC 19,900 309,000 0.06% Call
69 Neuberger Berman Group LLC 19,075 297,000 0.06%
70 Janney Montgomery Scott LLC 18,790 293,000 0.06%
71 WOLVERINE TRADING LP /BD 16,300 248,000 0.05% Call
72 ICONIQ Capital, LLC 15,550 242,000 0.05%
73 BROWN ADVISORY INC 15,250 237,000 0.05%
74 ASHFORD CAPITAL MANAGEMENT INC 15,100 235,000 0.04%
75 ELKHORN PARTNERS LIMITED PARTNERSHIP 14,500 226,000 0.04%
76 CITADEL ADVISORS LLC 14,200 221,000 0.04% Call
77 Cetera Advisor Networks LLC 13,984 218,000 0.04%
78 BLAIR WILLIAM & CO/IL 12,800 199,000 0.04%
79 HighTower Advisors, LLC 12,715 198,000 0.04%
80 Palo Capital, Inc. 12,250 191,000 0.04% SH
81 North Star Investment Management Corp. 12,200 190,000 0.04%
82 GARRISON BRADFORD & ASSOCIATES INC 11,400 177,000 0.03%
83 FOX RUN MANAGEMENT, L.L.C. 11,200 174,000 0.03%
84 Cambridge Investment Research Advisors, Inc. 11,015 172,000 0.03%
85 FIRST MANHATTAN CO. LLC. 10,830 168,000 0.03%
86 BALDWIN WEALTH PARTNERS LLC/MA 10,500 163,000 0.03%
87 CARRET ASSET MANAGEMENT, LLC 10,000 156,000 0.03%
88 Trafelet Capital Management, L.P. 10,000 156,000 0.03%
89 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,071 126,000 0.02%
90 Sandy Spring Bank 6,500 102,000 0.02%
91 Walleye Trading LLC 4,100 63,000 0.01% Put
92 WFG Advisors, LP 4,000 62,000 0.01%
93 ADVISOR GROUP, INC. 3,630 57,000 0.01%
94 MSI Financial Services Inc 3,231 50,000 0.01%
95 IFP ADVISORS, INC 3,162 49,000 0.01%
96 SYNOVUS FINANCIAL CORP 3,102 48,000 0.01%
97 Advisory Services Network, LLC 2,757 43,000 0.01%
98 Cable Hill Partners, LLC 2,500 39,000 0.01%
99 Highlander Capital Management, LLC 2,500 39,000 0.01%
100 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,449 38,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.