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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 1,140 Institutional holders with a total value of $28,512,427,594.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1101 1832 Asset Management L.P. 200 13,000 0.00%
1102 BENJAMIN F. EDWARDS & COMPANY, INC. 200 13,000 0.00% Put
1103 ARCADIA INVESTMENT MANAGEMENT CORP/MI 200 13,000 0.00%
1104 Tradewinds Capital Management, LLC 180 12,000 0.00%
1105 Cornerstone Advisors, Inc. 181 12,000 0.00%
1106 HIGHLAND CAPITAL MANAGEMENT, LLC 190 12,000 0.00%
1107 LUPO SECURITIES, LLC 170 11,000 0.00%
1108 Tower Research Capital LLC (TRC) 166 11,000 0.00%
1109 Winch Advisory Services, LLC 156 10,000 0.00%
1110 Mercer Capital Advisers, Inc. 150 10,000 0.00%
1111 HARFST & ASSOCIATES, INC. 160 10,000 0.00%
1112 Financial Management Professionals, Inc. 150 10,000 0.00%
1113 Aris Wealth Services, Inc. 145 9,000 0.00%
1114 Baltimore-Washington Financial Advisors, Inc. 136 8,000 0.00%
1115 Glassman Wealth Services 125 8,000 0.00%
1116 Transamerica Financial Advisors, LLC 120 8,000 0.00%
1117 Capital Advisors, Ltd. LLC 120 8,000 0.00%
1118 NEW YORK LIFE TRUST CO 126 8,000 0.00%
1119 Blume Capital Management, Inc. 100 7,000 0.00%
1120 First Washington CORP 100 7,000 0.00%
1121 NewSquare Capital LLC 111 7,000 0.00%
1122 Oakworth Capital, Inc. 108 7,000 0.00%
1123 Brick & Kyle, Associates 100 7,000 0.00%
1124 HOERTKORN RICHARD CHARLES 100 7,000 0.00%
1125 Summit Financial Wealth Advisors, LLC 106 6,000 0.00%
1126 WOLVERINE ASSET MANAGEMENT LLC 177 6,000 0.00% Call
1127 SUMMIT SECURITIES GROUP LLC 31 5,000 0.00% Put
1128 TRUST DEPARTMENT MB FINANCIAL BANK N A 75 5,000 0.00%
1129 Dunvegan Associates, Inc. 70 5,000 0.00%
1130 ROCKEFELLER FINANCIAL SERVICES INC 80 5,000 0.00%
1131 Lowe Wealth Advisors, LLC 54 4,000 0.00%
1132 Psagot Value Holdings Ltd. 49 3,000 0.00%
1133 TAYLOR WEALTH MANAGEMENT PARTNERS 41 3,000 0.00%
1134 Franklin, Parlapiano, Turner & Welch, LLC 35 2,000 0.00%
1135 Global X Management CO LLC 16 1,000 0.00%
1136 SONORA INVESTMENT MANAGEMENT, LLC 20 1,000 0.00%
1137 Sunbelt Securities, Inc. 15 980 0.00%
1138 HANCOCK WHITNEY CORP 0 0 0.00%
1139 Beacon Capital Management, Inc. 1 0 0.00%
1140 ASSETMARK, INC 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.