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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 1,288 Institutional holders with a total value of $47,475,512,518.
#
Manager Name
Shares
Value ($)
%
Options
Notes
901 D.A. DAVIDSON & CO. 43,062 4,627,000 0.01%
902 PT ASSET MANAGEMENT, LLC 43,500 4,675,000 0.01% Put
903 ARGUS INVESTORS' COUNSEL, INC. 43,666 4,692,000 0.01%
904 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 43,780 4,705,000 0.01%
905 CAPSTONE ASSET MANAGEMENT CO 44,493 4,781,000 0.01%
906 MUFG Americas Holdings Corp 45,074 4,844,000 0.01%
907 BARINGS LLC 45,385 4,877,000 0.01%
908 MEMBERS TRUST CO 45,636 4,904,000 0.01%
909 TREDJE AP-FONDEN 45,699 4,911,000 0.01%
910 WESTPAC BANKING CORP 45,763 4,917,692 0.01%
911 XACT KAPITALFORVALTNING AB 46,245 4,969,000 0.01%
912 AMERICAN NATIONAL INSURANCE CO 46,785 5,028,000 0.01%
913 BRUDERMAN ASSET MANAGEMENT, LLC 46,876 5,037,000 0.01%
914 Prospera Financial Services Inc 47,504 5,039,000 0.01%
915 Mathes Company, Inc. 46,932 5,043,000 0.01%
916 Jefferies Group LLC 48,900 5,255,000 0.01% Put
917 MILLENNIUM MANAGEMENT LLC 50,000 5,373,000 0.01% Put
918 MUFG Securities EMEA plc 50,000 5,373,000 0.01% Put
919 SYMMETRY PEAK MANAGEMENT LLC 50,000 5,373,000 0.01% Call
920 DOWLING & YAHNKE LLC 50,510 5,428,000 0.01%
921 PRIO WEALTH LIMITED PARTNERSHIP 50,777 5,456,000 0.01%
922 GLENVIEW STATE BANK TRUST DEPT. 52,035 5,592,000 0.01%
923 IFP ADVISORS, INC 52,298 5,620,000 0.01%
924 UMB Bank, n.a. 52,669 5,660,000 0.01%
925 CIBC Asset Management Inc 52,860 5,680,000 0.01%
926 VAUGHAN DAVID INVESTMENTS LLC/IL 53,050 5,701,000 0.01%
927 DAVENPORT & Co LLC 54,184 5,822,643 0.01%
928 Nippon Life Global Investors Americas, Inc. 54,220 5,827,000 0.01%
929 DODGE & COX 54,276 5,832,000 0.01%
930 DEARBORN PARTNERS LLC 54,431 5,849,000 0.01%
931 Paloma Partners Management Co 54,500 5,857,000 0.01% Put
932 BOKF, NA 54,500 5,857,000 0.01%
933 Grassi Investment Management 54,800 5,889,000 0.01%
934 WELCH & FORBES LLC 55,002 5,910,000 0.01%
935 Interval Partners, LP 55,000 5,910,000 0.01% Put
936 JAFRA CAPITAL MANAGEMENT LP 54,993 5,910,000 0.01%
937 PINNACLE ASSOCIATES LTD 55,240 5,936,000 0.01%
938 SG Americas Securities, LLC 55,363 5,949,000 0.01%
939 Olstein Capital Management, L.P. 55,500 5,964,000 0.01%
940 BROWN ADVISORY INC 56,725 6,095,000 0.01%
941 CITIZENS FINANCIAL GROUP INC/DE 57,398 6,169,000 0.01%
942 WMS Partners, LLC 57,446 6,173,000 0.01%
943 NEW MEXICO EDUCATIONAL RETIREMENT BOARD 54,802 6,245,000 0.01%
944 FIFTH THIRD BANCORP 58,238 6,258,000 0.01%
945 LEE DANNER & BASS INC 58,549 6,292,000 0.01%
946 SUSQUEHANNA INTERNATIONAL GROUP, LLP 58,625 6,300,000 0.01%
947 FIDUCIARY TRUST CO 58,766 6,315,000 0.01%
948 AUSDAL FINANCIAL PARTNERS, INC. 58,954 6,335,000 0.01%
949 SECURIAN ASSET MANAGEMENT, INC 59,494 6,393,000 0.01%
950 World Asset Management Inc 59,982 6,446,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.