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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 1,288 Institutional holders with a total value of $47,475,512,518.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 Personal Capital Advisors Corp 2,243 241,000 0.00%
202 INVICTUS RG 2,239 241,000 0.00%
203 STARFIRE INVESTMENT ADVISERS, INC. 2,250 241,000 0.00%
204 CLEAR PERSPECTIVE ADVISORS, LLC 2,243 241,000 0.00%
205 Evanson Asset Management, LLC 2,246 241,000 0.00%
206 GARNER ASSET MANAGEMENT CORP 2,263 243,000 0.00%
207 CARRET ASSET MANAGEMENT, LLC 2,275 244,000 0.00%
208 Bridgewater Wealth & Financial Management, LLC 2,278 245,000 0.00%
209 BANK OF THE WEST 2,290 246,000 0.00%
210 GARCIA HAMILTON & ASSOCIATES LP/DE 2,285 246,000 0.00%
211 PRIVATE ASSET MANAGEMENT INC 2,300 247,000 0.00%
212 BELL ROCK CAPITAL LLC 2,315 248,000 0.00%
213 Violich Capital Management, Inc. 2,325 250,000 0.00%
214 BINGHAM OSBORN & SCARBOROUGH LLC 2,327 250,000 0.00%
215 Pettee Investors, Inc. 2,332 251,000 0.00%
216 CORIENT CAPITAL PARTNERS, LLC 2,342 252,000 0.00%
217 NatWest Group plc 2,350 253,000 0.00%
218 CYPRESS ASSET MANAGEMENT INC/TX 2,350 253,000 0.00%
219 Northstar Group, Inc. 2,385 256,000 0.00%
220 Town & Country Bank & Trust CO dba First Bankers Trust CO 2,397 258,000 0.00%
221 FUKOKU MUTUAL LIFE INSURANCE CO 2,400 258,000 0.00%
222 CHEMUNG CANAL TRUST CO 2,412 259,000 0.00%
223 Telos Capital Management, Inc. 2,406 259,000 0.00%
224 Diligent Investors, LLC 2,418 260,000 0.00%
225 Choate Investment Advisors 2,420 260,053 0.00%
226 WATERS PARKERSON & CO., LLC 2,425 261,000 0.00%
227 Partnervest Advisory Services LLC 2,442 262,000 0.00%
228 Marble Harbor Investment Counsel, LLC 2,439 262,000 0.00%
229 TRILLIUM ASSET MANAGEMENT, LLC 2,435 262,000 0.00%
230 Wharton Business Group, LLC 2,460 264,000 0.00%
231 STOCK YARDS BANK & TRUST CO 2,470 265,000 0.00%
232 VAN STRUM & TOWNE INC. 2,469 265,000 0.00%
233 Regent Investment Management LLC 2,475 266,000 0.00%
234 Signature Financial Management, Inc. 2,475 267,000 0.00%
235 JACOBI CAPITAL MANAGEMENT LLC 2,486 268,000 0.00%
236 Burt Wealth Advisors 2,504 269,000 0.00%
237 LVM CAPITAL MANAGEMENT LTD/MI 2,500 269,000 0.00%
238 BAKER BOYER NATIONAL BANK 2,500 269,000 0.00%
239 Reynders McVeigh Capital Management, LLC 2,506 269,000 0.00%
240 Garrison Asset Management, LLC 2,506 269,000 0.00%
241 STERLING INVESTMENT MANAGEMENT, LLC 2,509 270,000 0.00%
242 CWA ASSET MANAGEMENT GROUP, LLC 2,513 270,000 0.00%
243 DEUTSCHE BANK AG\ 2,532 271,000 0.00% Put
244 Wealth Architects, LLC 2,522 271,000 0.00%
245 Independent Portfolio Consultants, Inc. 2,524 271,000 0.00%
246 PENSERRA CAPITAL MANAGEMENT LLC 2,525 271,000 0.00%
247 American Money Management, LLC 2,527 272,000 0.00%
248 PARALLEL ADVISORS, LLC 2,386 272,000 0.00%
249 Sand Hill Global Advisors, LLC 2,540 273,000 0.00%
250 GHP Investment Advisors, Inc. 2,542 273,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.