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VIVUS INC
VIVUS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 94 Institutional holders with a total value of $43,982,223.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 WOLVERINE TRADING LP /BD 267 30,438 0.07% Put
52 Maple Capital Management, Inc. 24,500 27,000 0.06%
53 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 23,400 27,000 0.06%
54 GUGGENHEIM CAPITAL LLC 20,810 23,000 0.05%
55 GOLDMAN SACHS GROUP INC 19,100 21,000 0.05% Call
56 UBS Group AG 18,625 21,000 0.05%
57 WOLVERINE TRADING LP /BD 183 20,862 0.05% Call
58 BlackRock Investment Management, LLC 18,276 20,000 0.05%
59 Tower Research Capital LLC (TRC) 17,157 20,000 0.05%
60 BLACKROCK ADVISORS LLC 17,507 20,000 0.05%
61 PANAGORA ASSET MANAGEMENT INC 16,252 18,000 0.04%
62 WOLVERINE TRADING LP /BD 15,722 17,923 0.04%
63 Commonwealth Equity Services, Inc 15,333 17,000 0.04%
64 ELKHORN PARTNERS LIMITED PARTNERSHIP 14,800 17,000 0.04%
65 RAYMOND JAMES & ASSOCIATES 15,315 17,000 0.04%
66 CITIGROUP INC 14,400 16,000 0.04% Call
67 BARCLAYS PLC 11,700 13,000 0.03% Put
68 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,000 12,000 0.03%
69 SCHULHOFF & CO INC 11,000 12,000 0.03%
70 BLUESTEIN R H & CO LLC 10,000 11,000 0.03%
71 Creative Planning 8,456 9,000 0.02%
72 WELLS FARGO & COMPANY/MN 8,115 9,000 0.02%
73 GOLDMAN SACHS GROUP INC 5,400 6,000 0.01% Put
74 Walleye Trading LLC 4,048 5,000 0.01%
75 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,437 5,000 0.01%
76 Financial Architects, Inc 4,000 4,000 0.01%
77 US BANCORP \DE\ 2,250 3,000 0.01%
78 WHITTIER TRUST CO 2,500 3,000 0.01%
79 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,828 3,000 0.01%
80 GLENMEDE TRUST CO NA 2,500 2,000 0.00%
81 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,000 2,000 0.00%
82 VALLEY WEALTH MANAGERS, INC. 500 1,000 0.00%
83 NEXT Financial Group, Inc 1,253 1,000 0.00%
84 Winfield Associates, Inc. 400 0 0.00%
85 PNC FINANCIAL SERVICES GROUP, INC. 354 0 0.00%
86 CITIGROUP INC 375 0 0.00%
87 D.A. DAVIDSON & CO. 500 0 0.00%
88 JACOBI CAPITAL MANAGEMENT LLC 435 0 0.00%
89 Allworth Financial LP 250 0 0.00%
90 IFP ADVISORS, INC 444 0 0.00%
91 Apriem Advisors 100 0 0.00%
92 DekaBank Deutsche Girozentrale 200 0 0.00%
93 ADVISOR GROUP, INC. 758 0 0.00%
94 SEI INVESTMENTS CO 150 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.