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VIVUS INC
VIVUS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 85 Institutional holders with a total value of $42,865,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JACOBI CAPITAL MANAGEMENT LLC 435 0 0.00%
2 SEI INVESTMENTS CO 150 0 0.00%
3 CITIGROUP INC 375 0 0.00%
4 IFP ADVISORS, INC 119 0 0.00%
5 Winfield Associates, Inc. 400 0 0.00%
6 Allworth Financial LP 250 0 0.00%
7 DekaBank Deutsche Girozentrale 200 0 0.00%
8 Apriem Advisors 100 0 0.00%
9 WOLVERINE ASSET MANAGEMENT LLC 478 0 0.00%
10 D.A. DAVIDSON & CO. 500 0 0.00%
11 VALLEY WEALTH MANAGERS, INC. 500 1,000 0.00%
12 ADVISOR GROUP, INC. 758 1,000 0.00%
13 GOLDMAN SACHS GROUP INC 1,300 1,000 0.00% Put
14 GLENMEDE TRUST CO NA 2,500 2,000 0.00%
15 US BANCORP \DE\ 2,250 3,000 0.01%
16 PNC FINANCIAL SERVICES GROUP, INC. 2,650 3,000 0.01%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,828 3,000 0.01%
18 WHITTIER TRUST CO 2,500 3,000 0.01%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,437 5,000 0.01%
20 Financial Architects, Inc 4,000 5,000 0.01%
21 Walleye Trading LLC 4,048 5,000 0.01%
22 NEXT Financial Group, Inc 4,257 5,000 0.01%
23 SIMPLEX TRADING, LLC 5,600 6,000 0.01%
24 WELLS FARGO & COMPANY/MN 9,115 10,000 0.02%
25 Creative Planning 9,656 11,000 0.03%
26 CITIGROUP INC 10,000 11,000 0.03% Put
27 BLUESTEIN R H & CO LLC 10,000 11,000 0.03%
28 SCHULHOFF & CO INC 11,000 12,000 0.03%
29 BARCLAYS PLC 10,700 12,000 0.03% Put
30 TFS CAPITAL LLC 11,538 13,000 0.03%
31 BANK OF AMERICA CORP /DE/ 13,348 16,000 0.04%
32 ELKHORN PARTNERS LIMITED PARTNERSHIP 14,800 17,000 0.04%
33 Commonwealth Equity Services, Inc 15,233 17,000 0.04%
34 WOLVERINE TRADING LP /BD 16,821 19,000 0.04%
35 CITIGROUP INC 16,400 19,000 0.04% Call
36 GOLDMAN SACHS GROUP INC 16,700 19,000 0.04% Call
37 BLACKROCK ADVISORS LLC 17,507 20,000 0.05%
38 WOLVERINE TRADING LP /BD 18,400 21,000 0.05% Put
39 BlackRock Investment Management, LLC 18,276 21,000 0.05%
40 RAYMOND JAMES & ASSOCIATES 18,515 21,000 0.05%
41 GUGGENHEIM CAPITAL LLC 20,556 23,000 0.05%
42 Tower Research Capital LLC (TRC) 20,455 23,000 0.05%
43 COMMERZBANK AKTIENGESELLSCHAFT /FI 24,001 27,000 0.06%
44 Maple Capital Management, Inc. 24,500 28,000 0.07%
45 WOLVERINE TRADING LP /BD 28,600 32,000 0.07% Call
46 CITADEL ADVISORS LLC 31,700 36,000 0.08% Put
47 MORGAN STANLEY 35,820 41,000 0.10%
48 FIRST MANHATTAN CO. LLC. 36,900 42,000 0.10%
49 UBS Group AG 37,180 43,000 0.10%
50 Virtu KCG Holdings LLC 40,697 46,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.