| 1 |
DEUTSCHE BANK AG\ |
329,823 |
1,663,000 |
16.70% |
|
|
| 2 |
KAYNE ANDERSON CAPITAL ADVISORS LP |
265,986 |
1,343,000 |
13.49% |
|
|
| 3 |
PEAK6 Group LLC |
210,000 |
1,061,000 |
10.66% |
Put |
|
| 4 |
PEAK6 Group LLC |
199,300 |
1,006,000 |
10.10% |
|
|
| 5 |
Shoker Investment Counsel, Inc. |
197,721 |
998,000 |
10.02% |
|
|
| 6 |
UBS Group AG |
196,134 |
991,000 |
9.95% |
|
|
| 7 |
AMG National Trust Bank |
171,492 |
866,000 |
8.70% |
|
|
| 8 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
77,000 |
389,000 |
3.91% |
Call |
|
| 9 |
MORGAN STANLEY |
47,602 |
241,000 |
2.42% |
|
|
| 10 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
43,200 |
218,000 |
2.19% |
Put |
|
| 11 |
GSA CAPITAL PARTNERS LLP |
37,196 |
188,000 |
1.89% |
|
|
| 12 |
PEAK6 Group LLC |
30,800 |
156,000 |
1.57% |
Call |
|
| 13 |
Invesco Ltd. |
29,308 |
148,000 |
1.49% |
|
|
| 14 |
AMERIPRISE FINANCIAL INC |
28,667 |
145,000 |
1.46% |
|
|
| 15 |
BlackRock Institutional Trust Company, N.A. |
25,101 |
127,000 |
1.28% |
|
|
| 16 |
LUCAS CAPITAL MANAGEMENT |
25,058 |
127,000 |
1.28% |
|
|
| 17 |
LSV ASSET MANAGEMENT |
16,200 |
81,000 |
0.81% |
|
|
| 18 |
CITIGROUP INC |
11,550 |
58,000 |
0.58% |
|
|
| 19 |
Frontier Wealth Management LLC |
10,055 |
51,000 |
0.51% |
|
|
| 20 |
ROYAL BANK OF CANADA |
5,971 |
30,000 |
0.30% |
|
|
| 21 |
Sunbelt Securities, Inc. |
5,325 |
26,891 |
0.27% |
|
|
| 22 |
D'Orazio & Associates, Inc. |
2,100 |
11,000 |
0.11% |
|
|
| 23 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,018 |
5,000 |
0.05% |
|
|
| 24 |
BLACKROCK ADVISORS LLC |
928 |
5,000 |
0.05% |
|
|
| 25 |
Hudock, Inc. |
600 |
3,000 |
0.03% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
500 |
3,000 |
0.03% |
|
|
| 27 |
WESTPORT RESOURCES MANAGEMENT INC |
500 |
3,000 |
0.03% |
|
|
| 28 |
U S GLOBAL INVESTORS INC |
500 |
3,000 |
0.03% |
|
|
| 29 |
AMERICAN INTERNATIONAL GROUP, INC. |
419 |
2,115 |
0.02% |
|
|
| 30 |
UBS Group AG |
400 |
2,000 |
0.02% |
Call |
|
| 31 |
BANK OF MONTREAL /CAN/ |
400 |
2,000 |
0.02% |
|
|
| 32 |
WFG Advisors, LP |
241 |
1,000 |
0.01% |
|
|
| 33 |
MSI Financial Services Inc |
100 |
1,000 |
0.01% |
|
|
| 34 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
174 |
1,000 |
0.01% |
|
|
| 35 |
SIMPLEX TRADING, LLC |
83 |
0 |
0.00% |
|
|
| 36 |
WELLS FARGO & COMPANY/MN |
27 |
0 |
0.00% |
|
|
