| 1 |
DEUTSCHE BANK AG\ |
303,938 |
1,723,000 |
19.61% |
|
|
| 2 |
Shoker Investment Counsel, Inc. |
230,680 |
1,307,000 |
14.87% |
|
|
| 3 |
PEAK6 Group LLC |
190,000 |
1,077,000 |
12.26% |
Put |
|
| 4 |
AMG National Trust Bank |
162,807 |
923,000 |
10.50% |
|
|
| 5 |
UBS Group AG |
155,929 |
884,000 |
10.06% |
|
|
| 6 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
89,000 |
505,000 |
5.75% |
Call |
|
| 7 |
PEAK6 Group LLC |
54,279 |
308,000 |
3.50% |
|
|
| 8 |
Spot Trading L.L.C |
44,700 |
253,000 |
2.88% |
Call |
|
| 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
44,500 |
252,000 |
2.87% |
Put |
|
| 10 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
34,900 |
198,000 |
2.25% |
|
|
| 11 |
Invesco Ltd. |
34,036 |
193,000 |
2.20% |
|
|
| 12 |
AMERIPRISE FINANCIAL INC |
28,076 |
159,000 |
1.81% |
|
|
| 13 |
PEAK6 Group LLC |
26,800 |
152,000 |
1.73% |
Call |
|
| 14 |
BlackRock Institutional Trust Company, N.A. |
26,529 |
150,000 |
1.71% |
|
|
| 15 |
GSA CAPITAL PARTNERS LLP |
24,194 |
137,000 |
1.56% |
|
|
| 16 |
MORGAN STANLEY |
23,186 |
132,000 |
1.50% |
|
|
| 17 |
LUCAS CAPITAL MANAGEMENT |
20,867 |
118,000 |
1.34% |
|
|
| 18 |
LSV ASSET MANAGEMENT |
16,200 |
91,000 |
1.04% |
|
|
| 19 |
Frontier Wealth Management LLC |
10,060 |
57,000 |
0.65% |
|
|
| 20 |
CITIGROUP INC |
9,262 |
53,000 |
0.60% |
|
|
| 21 |
Sunbelt Securities, Inc. |
5,325 |
30,193 |
0.34% |
|
|
| 22 |
ROYAL BANK OF CANADA |
4,971 |
28,000 |
0.32% |
|
|
| 23 |
D'Orazio & Associates, Inc. |
2,100 |
12,000 |
0.14% |
|
|
| 24 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,181 |
7,000 |
0.08% |
|
|
| 25 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,045 |
6,000 |
0.07% |
|
|
| 26 |
BANK OF AMERICA CORP /DE/ |
1,000 |
6,000 |
0.07% |
|
|
| 27 |
Simplicity Solutions, LLC |
1,000 |
5,670 |
0.06% |
|
|
| 28 |
Hudock, Inc. |
800 |
4,000 |
0.05% |
|
|
| 29 |
U S GLOBAL INVESTORS INC |
500 |
3,000 |
0.03% |
|
|
| 30 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
500 |
3,000 |
0.03% |
|
|
| 31 |
Shamrock Asset Management LLC |
500 |
3,000 |
0.03% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
419 |
2,375 |
0.03% |
|
|
| 33 |
BANK OF MONTREAL /CAN/ |
400 |
2,000 |
0.02% |
|
|
| 34 |
GROUP ONE TRADING LLC |
380 |
2,000 |
0.02% |
|
|
| 35 |
WFG Advisors, LP |
247 |
1,000 |
0.01% |
|
|
| 36 |
MSI Financial Services Inc |
100 |
1,000 |
0.01% |
|
|
| 37 |
WELLS FARGO & COMPANY/MN |
27 |
0 |
0.00% |
|
|
