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VOC ENERGY TR
VOC ENERGY TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 36 Institutional holders with a total value of $4,754,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 28 0 0.00%
2 MSI Financial Services Inc 100 0 0.00%
3 BARCLAYS PLC 674 1,000 0.02%
4 IFP ADVISORS, INC 250 1,000 0.02%
5 U S GLOBAL INVESTORS INC 500 1,000 0.02%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 1,000 0.02%
7 AMERICAN INTERNATIONAL GROUP, INC. 212 1,000 0.02%
8 BANK OF MONTREAL /CAN/ 400 1,000 0.02%
9 Hudock, Inc. 833 2,000 0.04%
10 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,000 3,000 0.06%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,181 3,000 0.06%
12 ROYAL BANK OF CANADA 1,100 3,000 0.06%
13 Tower Research Capital LLC (TRC) 1,592 4,000 0.08%
14 CUTLER GROUP LLC / CA 2,028 5,000 0.11%
15 D'Orazio & Associates, Inc. 2,100 5,000 0.11%
16 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,962 5,000 0.11%
17 PNC FINANCIAL SERVICES GROUP, INC. 2,500 7,000 0.15%
18 BENJAMIN F. EDWARDS & COMPANY, INC. 3,000 8,000 0.17%
19 CITIGROUP INC 4,074 11,000 0.23%
20 BANK OF AMERICA CORP /DE/ 4,265 11,000 0.23%
21 Frontier Wealth Management LLC 10,073 27,000 0.57%
22 MORGAN STANLEY 10,930 29,000 0.61%
23 LSV ASSET MANAGEMENT 16,200 44,000 0.93%
24 GSA CAPITAL PARTNERS LLP 16,977 46,000 0.97%
25 AMERIPRISE FINANCIAL INC 19,550 53,000 1.11%
26 DEUTSCHE BANK AG\ 21,108 57,000 1.20%
27 BlackRock Institutional Trust Company, N.A. 26,412 72,000 1.51%
28 Spot Trading L.L.C 44,079 120,000 2.52%
29 UBS Group AG 65,722 179,000 3.77%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 88,000 241,000 5.07% Put
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 153,000 419,000 8.81% Call
32 AMG National Trust Bank 161,898 442,000 9.30%
33 RR Advisors, LLC 172,000 469,000 9.87%
34 Spot Trading L.L.C 213,700 583,000 12.26% Put
35 Spot Trading L.L.C 320,300 874,000 18.38% Call
36 Shoker Investment Counsel, Inc. 375,855 1,026,000 21.58%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.