| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 2,000 | 3,000 | 0.00% | PRN | |
| 2 | D.A. DAVIDSON & CO. | 4,000 | 5,000 | 0.00% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 10,000 | 13,000 | 0.01% | PRN | |
| 4 | AMERIPRISE FINANCIAL INC | 10,000 | 13,000 | 0.01% | PRN | |
| 5 | ADVISOR GROUP, INC. | 10 | 13,000 | 0.01% | PRN | |
| 6 | Brown Advisory Securities, LLC | 11,000 | 14,000 | 0.01% | PRN | |
| 7 | LPL Financial LLC | 22,000 | 29,000 | 0.02% | ||
| 8 | Creative Planning | 36,000 | 48,000 | 0.04% | PRN | |
| 9 | MORGAN STANLEY | 48,000 | 64,000 | 0.05% | PRN | |
| 10 | WELLINGTON MANAGEMENT GROUP LLP | 190,000 | 254,000 | 0.20% | PRN | |
| 11 | DEUTSCHE BANK AG\ | 223,000 | 297,000 | 0.23% | PRN | |
| 12 | JPMORGAN CHASE & CO | 361,000 | 488,000 | 0.38% | PRN | |
| 13 | CITIGROUP INC | 1,272,000 | 1,700,000 | 1.33% | PRN | |
| 14 | WELLS FARGO & COMPANY/MN | 2,409,000 | 3,218,000 | 2.51% | PRN | |
| 15 | SSI INVESTMENT MANAGEMENT LLC | 4,816,000 | 6,437,000 | 5.02% | PRN | |
| 16 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 7,700,000 | 10,289,000 | 8.02% | PRN | |
| 17 | LAZARD ASSET MANAGEMENT LLC | 9,308,000 | 12,484,000 | 9.74% | PRN | |
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 9,816,000 | 13,259,000 | 10.34% | PRN | |
| 19 | MACKAY SHIELDS LLC | 22,957,000 | 30,775,000 | 24.00% | PRN | |
| 20 | CITADEL ADVISORS LLC | 36,184,000 | 48,833,000 | 38.08% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
