Dark
Light
System
Security
West Bancorporation Inc
West Bancorporation Inc. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 56 Institutional holders with a total value of $56,060,240.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DIMENSIONAL FUND ADVISORS LP 638,695 9,025,000 16.10%
2 VANGUARD GROUP INC 546,632 7,724,000 13.78%
3 BlackRock Fund Advisors 377,176 5,329,000 9.51%
4 BANC FUNDS CO LLC 305,578 4,318,000 7.70%
5 JPMORGAN CHASE & CO 249,242 3,521,000 6.28%
6 STATE STREET CORP 239,486 3,380,000 6.03%
7 BlackRock Institutional Trust Company, N.A. 176,410 2,493,000 4.45%
8 NORTHERN TRUST CORP 170,999 2,416,000 4.31%
9 MALTESE CAPITAL MANAGEMENT LLC 151,200 2,136,000 3.81%
10 LSV ASSET MANAGEMENT 140,997 1,992,000 3.55%
11 RENAISSANCE TECHNOLOGIES LLC 106,764 1,509,000 2.69%
12 Bank of New York Mellon Corp 95,292 1,346,000 2.40%
13 TIAA CREF INVESTMENT MANAGEMENT LLC 72,112 1,019,000 1.82%
14 GEODE CAPITAL MANAGEMENT, LLC 62,825 887,000 1.58%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 55,144 779,000 1.39%
16 BlackRock Investment Management, LLC 52,337 740,000 1.32%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 44,100 623,000 1.11%
18 Invesco Ltd. 42,274 597,000 1.06%
19 Nationwide Fund Advisors 31,846 450,000 0.80%
20 MORGAN STANLEY 29,964 424,000 0.76%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 29,552 418,000 0.75%
22 PRUDENTIAL FINANCIAL INC 26,741 378,000 0.67%
23 TEACHERS ADVISORS, LLC 22,205 314,000 0.56%
24 ZACKS INVESTMENT MANAGEMENT 21,668 306,000 0.55%
25 Iowa State Bank 21,311 301,000 0.54%
26 WEDGE CAPITAL MANAGEMENT L L P/NC 21,225 300,000 0.54%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 20,800 294,000 0.52%
28 PANAGORA ASSET MANAGEMENT INC 19,441 275,000 0.49%
29 RHUMBLINE ADVISERS 18,547 262,000 0.47%
30 PRICE T ROWE ASSOCIATES INC /MD/ 17,800 252,000 0.45%
31 STRS OHIO 14,200 201,000 0.36%
32 DEUTSCHE BANK AG\ 13,477 188,000 0.34%
33 BlackRock Group LTD 13,208 187,000 0.33%
34 METROPOLITAN LIFE INSURANCE CO/NY 12,798 181,000 0.32%
35 SCHAPER BENZ & WISE INVESTMENT COUNSEL INC/WI 12,600 178,000 0.32%
36 MARTINGALE ASSET MANAGEMENT L P 11,606 164,000 0.29%
37 AMERICAN INTERNATIONAL GROUP, INC. 10,449 147,644 0.26%
38 BLACKROCK ADVISORS LLC 9,900 140,000 0.25%
39 ROYAL BANK OF CANADA 9,275 131,000 0.23%
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 9,161 130,000 0.23%
41 ALLIANCEBERNSTEIN L.P. 7,500 106,000 0.19%
42 UBS AG 7,000 99,000 0.18%
43 FIRST QUADRANT LLC/CA 6,900 97,000 0.17%
44 US BANCORP \DE\ 6,575 93,000 0.17%
45 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 3,401 48,000 0.09%
46 Tower Research Capital LLC (TRC) 2,875 41,000 0.07%
47 Legal & General Group Plc 2,202 32,000 0.06%
48 FEDERATED HERMES, INC. 2,043 29,000 0.05%
49 BNP PARIBAS FINANCIAL MARKETS 1,033 14,596 0.03%
50 WELLS FARGO & COMPANY/MN 757 10,000 0.02%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.