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WESTERN ASSET EMERGING MKTS
WESTERN ASSET EMERGING MKTS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 57 Institutional holders with a total value of $129,681,670.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 42 1,000 0.00%
2 D.A. DAVIDSON & CO. 117 2,000 0.00%
3 FIFTH THIRD BANCORP 140 3,000 0.00%
4 Formidable Asset Management, LLC 170 3,000 0.00%
5 NEW ENGLAND SECURITIES CORP /MA/ 300 6,000 0.00%
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 375 7,000 0.01%
7 WASHINGTON TRUST BANK 380 7,000 0.01%
8 Crosspoint Capital Strategies, LLC 500 9,000 0.01%
9 Winslow, Evans & Crocker, Inc. 575 10,569 0.01%
10 Creative Planning 759 14,000 0.01%
11 BlackRock Investment Management, LLC 1,000 18,000 0.01%
12 CITIGROUP INC 1,272 23,000 0.02%
13 DELTA ASSET MANAGEMENT LLC/TN 1,384 25,000 0.02%
14 MUFG Americas Holdings Corp 2,357 43,000 0.03%
15 OPTIMUM INVESTMENT ADVISORS 3,000 55,000 0.04%
16 DEUTSCHE BANK AG\ 3,030 55,000 0.04%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,457 100,000 0.08%
18 Advisors Asset Management, Inc. 5,838 107,000 0.08%
19 WFG Advisors, LP 6,268 115,000 0.09%
20 AMERICAN INTERNATIONAL GROUP, INC. 9,357 171,982 0.13%
21 Advisors Preferred, LLC 9,687 178,047 0.14%
22 Global Endowment Management, LP 10,000 184,000 0.14%
23 OPPENHEIMER & CO INC 11,403 210,000 0.16%
24 Investors Capital Advisory Services 11,534 212,000 0.16%
25 WEDBUSH SECURITIES INC 11,756 216,000 0.17%
26 Cambridge Investment Research Advisors, Inc. 12,299 226,000 0.17%
27 MSI Financial Services Inc 12,658 233,000 0.18%
28 BlueCrest Capital Management LLP 13,646 251,000 0.19%
29 Commonwealth Equity Services, Inc 14,517 267,000 0.21%
30 Capital Investment Advisors, LLC 15,010 276,000 0.21%
31 GOLDMAN SACHS GROUP INC 17,286 318,000 0.25%
32 CSS LLC/IL 18,040 332,000 0.26%
33 Kamunting Street Capital Management, L.P. 25,872 476,000 0.37%
34 GOULD ASSET MANAGEMENT LLC /CA/ 32,046 589,000 0.45%
35 Janney Montgomery Scott LLC 33,573 617,072 0.48%
36 RAYMOND JAMES & ASSOCIATES 43,040 791,000 0.61%
37 TFS CAPITAL LLC 54,002 993,000 0.77%
38 CORNERSTONE ADVISORS INC 57,805 1,062,000 0.82%
39 DIXON HUBARD FEINOUR & BROWN INC/VA 66,886 1,229,000 0.95%
40 Raymond James Financial Services Advisors, Inc. 71,253 1,310,000 1.01%
41 NWAM LLC 84,734 1,557,000 1.20%
42 GUGGENHEIM CAPITAL LLC 85,362 1,569,000 1.21%
43 LPL Financial LLC 89,161 1,639,000 1.26%
44 A. D. Beadell Investment Counsel, Inc. 94,934 1,745,000 1.35%
45 Arete Wealth Advisors, LLC 95,822 1,761,000 1.36%
46 Index Management Solutions, LLC 108,390 1,992,000 1.54%
47 THRIVENT FINANCIAL FOR LUTHERANS 132,981 2,444,000 1.88%
48 BB&T SECURITIES, LLC 19,349 3,556,000 2.74%
49 RIVERNORTH CAPITAL MANAGEMENT, LLC 203,852 3,747,000 2.89%
50 WELLS FARGO & COMPANY/MN 239,987 4,411,000 3.40%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.