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WESTERN ASSET EMERGING MKTS
WESTERN ASSET EMERGING MKTS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 63 Institutional holders with a total value of $153,616,991.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BCWM, LLC 149,272 25,541,000 16.63%
2 MORGAN STANLEY 1,094,204 18,721,000 12.19%
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,000,309 17,115,000 11.14%
4 Saba Capital Management, L.P. 961,876 16,458,000 10.71%
5 Invesco Ltd. 813,763 13,924,000 9.06%
6 UBS AG 741,005 12,679,000 8.25%
7 ROYAL BANK OF CANADA 453,419 7,758,000 5.05%
8 BANK OF AMERICA CORP /DE/ 300,234 5,137,000 3.34%
9 WELLS FARGO & COMPANY/MN 240,839 4,121,000 2.68%
10 Advisors Asset Management, Inc. 189,976 3,250,000 2.12%
11 BB&T SECURITIES, LLC 18,759 3,209,000 2.09%
12 RIVERNORTH CAPITAL MANAGEMENT, LLC 150,752 2,579,000 1.68%
13 THRIVENT FINANCIAL FOR LUTHERANS 132,981 2,275,000 1.48%
14 Index Management Solutions, LLC 128,509 2,199,000 1.43%
15 Arete Wealth Advisors, LLC 124,187 2,125,000 1.38%
16 A. D. Beadell Investment Counsel, Inc. 94,934 1,624,000 1.06%
17 LPL Financial LLC 92,147 1,582,000 1.03%
18 NWAM LLC 88,069 1,507,000 0.98%
19 GUGGENHEIM CAPITAL LLC 78,760 1,347,000 0.88%
20 DIXON HUBARD FEINOUR & BROWN INC/VA 75,026 1,284,000 0.84%
21 Raymond James Financial Services Advisors, Inc. 67,061 1,147,000 0.75%
22 DOLIVER ADVISORS, LP 55,084 942,000 0.61%
23 TFS CAPITAL LLC 53,144 909,000 0.59%
24 RAYMOND JAMES & ASSOCIATES 41,242 706,000 0.46%
25 Janney Montgomery Scott LLC 34,824 595,839 0.39%
26 GOULD ASSET MANAGEMENT LLC /CA/ 33,521 574,000 0.37%
27 Kamunting Street Capital Management, L.P. 25,927 444,000 0.29%
28 GOLDMAN SACHS GROUP INC 18,540 317,000 0.21%
29 CSS LLC/IL 18,395 315,000 0.21%
30 MSI Financial Services Inc 15,864 271,000 0.18%
31 Capital Investment Advisors, LLC 15,010 257,000 0.17%
32 Commonwealth Equity Services, Inc 14,619 250,000 0.16%
33 Cambridge Investment Research Advisors, Inc. 14,352 246,000 0.16%
34 Investors Capital Advisory Services 14,326 245,000 0.16%
35 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 14,251 244,000 0.16%
36 CORNERSTONE ADVISORS INC 13,139 225,000 0.15%
37 WEDBUSH SECURITIES INC 11,426 196,000 0.13%
38 Allen Investment Management, LLC 11,151 191,000 0.12%
39 OPPENHEIMER & CO INC 10,334 177,000 0.12%
40 Global Endowment Management, LP 10,000 171,000 0.11%
41 AMERICAN INTERNATIONAL GROUP, INC. 9,277 158,730 0.10%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,153 122,000 0.08%
43 WFG Advisors, LP 6,810 117,000 0.08%
44 Tower Research Capital LLC (TRC) 6,000 103,000 0.07%
45 DEUTSCHE BANK AG\ 3,030 51,000 0.03%
46 FineMark National Bank & Trust 2,000 34,000 0.02%
47 Kistler-Tiffany Companies, LLC 1,860 32,000 0.02%
48 NEXT Financial Group, Inc 1,603 27,000 0.02%
49 CITIGROUP INC 1,373 23,000 0.01%
50 ENVESTNET ASSET MANAGEMENT INC 1,192 20,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.