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WESTERN ASSET EMRG MKT INCM
WESTERN ASSET EMRG MKT INCM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 52 Institutional holders with a total value of $112,085,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 1,997,533 22,992,000 20.51%
2 McGowan Group Asset Management, Inc. 1,642,899 18,910,000 16.87%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,455,884 16,757,000 14.95%
4 MORGAN STANLEY 854,779 9,839,000 8.78%
5 1607 Capital Partners, LLC 594,344 6,841,000 6.10%
6 Invesco Ltd. 463,719 5,337,000 4.76%
7 Advisors Asset Management, Inc. 373,241 4,296,000 3.83%
8 WELLS FARGO & COMPANY/MN 371,023 4,271,000 3.81%
9 BANK OF AMERICA CORP /DE/ 344,830 3,969,000 3.54%
10 SIT INVESTMENT ASSOCIATES INC 333,706 3,841,000 3.43%
11 CITIGROUP INC 203,765 2,345,000 2.09%
12 Nuveen Asset Management, LLC 173,309 1,995,000 1.78%
13 GEODE CAPITAL MANAGEMENT, LLC 103,507 1,191,000 1.06%
14 Aldebaran Financial Inc. 92,277 1,062,000 0.95%
15 UBS Group AG 84,116 969,000 0.86%
16 GUGGENHEIM CAPITAL LLC 82,895 954,000 0.85%
17 Curi Capital, LLC 75,515 869,000 0.78%
18 AMERIPRISE FINANCIAL INC 69,778 803,000 0.72%
19 FIRST TRUST ADVISORS LP 65,407 753,000 0.67%
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 50,567 582,000 0.52%
21 RAYMOND JAMES & ASSOCIATES 49,595 571,000 0.51%
22 Shaker Financial Services, LLC 33,481 385,000 0.34%
23 Clear Harbor Asset Management, LLC 28,025 323,000 0.29%
24 OPPENHEIMER & CO INC 18,935 218,000 0.19%
25 DOLIVER ADVISORS, LP 18,129 209,000 0.19%
26 MSI Financial Services Inc 17,337 200,000 0.18%
27 Raymond James Financial Services Advisors, Inc. 16,987 196,000 0.17%
28 TFS CAPITAL LLC 16,406 189,000 0.17%
29 Fiera Capital Corp 14,912 172,000 0.15%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,070 139,000 0.12%
31 Commonwealth Equity Services, Inc 12,039 139,000 0.12%
32 Klingman & Associates, LLC 11,346 131,000 0.12%
33 LPL Financial LLC 10,462 120,000 0.11%
34 CARDAN CAPITAL PARTNERS, LLC 10,142 117,000 0.10%
35 Global X Management CO LLC 7,959 92,000 0.08%
36 BANK OF MONTREAL /CAN/ 5,000 58,000 0.05%
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,301 50,000 0.04%
38 ROYAL BANK OF CANADA 2,945 34,000 0.03%
39 Lenox Wealth Advisors, LLC 2,670 31,000 0.03%
40 Joel Isaacson & Co., LLC 2,500 29,000 0.03%
41 NEXT Financial Group, Inc 2,144 25,000 0.02%
42 IFP ADVISORS, INC 1,850 21,000 0.02%
43 ADVISOR GROUP, INC. 1,400 16,000 0.01%
44 PNC FINANCIAL SERVICES GROUP, INC. 1,046 12,000 0.01%
45 WHITTIER TRUST CO OF NEVADA INC 750 9,000 0.01%
46 WOODMONT INVESTMENT COUNSEL LLC 642 7,000 0.01%
47 Creative Planning 439 5,000 0.00%
48 PENSERRA CAPITAL MANAGEMENT LLC 412 4,000 0.00%
49 FIFTH THIRD BANCORP 283 3,000 0.00%
50 Cable Hill Partners, LLC 269 3,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.