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ZAIS FINL CORP
ZAIS FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 41 Institutional holders with a total value of $63,219,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 42,800 7,383,000 11.68%
2 Yorktown Management & Research Co Inc 420,000 7,245,000 11.46%
3 State of New Jersey Common Pension Fund D 398,500 6,874,000 10.87%
4 West Family Investments, Inc. 309,811 5,344,000 8.45%
5 VANGUARD GROUP INC 221,979 3,829,000 6.06%
6 MANGROVE PARTNERS IM, LLC 217,984 3,760,000 5.95%
7 ALLIANCEBERNSTEIN L.P. 216,330 3,732,000 5.90%
8 BlackRock Institutional Trust Company, N.A. 167,716 2,893,000 4.58%
9 WASATCH ADVISORS LP 160,568 2,770,000 4.38%
10 PUTNAM INVESTMENTS LLC 154,000 2,656,000 4.20%
11 BlackRock Fund Advisors 146,704 2,531,000 4.00%
12 RENAISSANCE TECHNOLOGIES LLC 128,200 2,211,000 3.50%
13 WOLVERINE ASSET MANAGEMENT LLC 122,714 2,116,000 3.35%
14 MORGAN STANLEY 120,163 2,072,000 3.28%
15 WELLS FARGO & COMPANY/MN 73,854 1,274,000 2.02%
16 D. E. Shaw & Co., Inc. 57,398 990,000 1.57%
17 Nationwide Fund Advisors 34,300 592,000 0.94%
18 TWO SIGMA INVESTMENTS, LP 30,970 534,000 0.84%
19 TWO SIGMA ADVISERS, LP 30,200 521,000 0.82%
20 NORTHERN TRUST CORP 25,551 441,000 0.70%
21 Municipal Employees' Retirement System of Michigan 24,200 427,000 0.68%
22 GEODE CAPITAL MANAGEMENT, LLC 22,161 381,000 0.60%
23 OPPENHEIMER & CO INC 19,425 335,000 0.53%
24 DESCHAINE & COMPANY, LLC 16,300 281,000 0.44%
25 PRICE T ROWE ASSOCIATES INC /MD/ 15,313 264,000 0.42%
26 NORGES BANK 14,700 254,000 0.40%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,510 250,000 0.40%
28 MILLENNIUM MANAGEMENT LLC 13,721 237,000 0.37%
29 ROYAL BANK OF CANADA 12,100 209,000 0.33%
30 CREDIT SUISSE AG/ 12,056 208,000 0.33%
31 FRANKLIN RESOURCES INC 10,000 173,000 0.27%
32 DEUTSCHE BANK AG\ 10,004 171,000 0.27%
33 Invesco Ltd. 4,232 73,000 0.12%
34 CITIGROUP INC 3,888 67,000 0.11%
35 WESTPORT RESOURCES MANAGEMENT INC 2,000 35,000 0.06%
36 PANAGORA ASSET MANAGEMENT INC 1,670 29,000 0.05%
37 BARCLAYS PLC 1,490 25,000 0.04%
38 BlackRock Investment Management, LLC 1,352 23,000 0.04%
39 AXA S.A. 400 7,000 0.01%
40 DENALI ADVISORS LLC 100 2,000 0.00%
41 Tower Research Capital LLC (TRC) 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.