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ZAIS FINL CORP
ZAIS FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 38 Institutional holders with a total value of $44,001,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Yorktown Management & Research Co Inc 415,000 5,561,000 12.64%
2 State of New Jersey Common Pension Fund D 398,500 5,340,000 12.14%
3 ALLIANCEBERNSTEIN L.P. 364,980 4,891,000 11.12%
4 West Family Investments, Inc. 343,168 4,598,000 10.45%
5 VANGUARD GROUP INC 291,594 3,907,000 8.88%
6 BlackRock Institutional Trust Company, N.A. 181,494 2,432,000 5.53%
7 WASATCH ADVISORS LP 153,568 2,058,000 4.68%
8 BlackRock Fund Advisors 139,744 1,873,000 4.26%
9 Kerrisdale Advisers, LLC 134,149 1,798,000 4.09%
10 RENAISSANCE TECHNOLOGIES LLC 129,416 1,734,000 3.94%
11 PUTNAM INVESTMENTS LLC 117,900 1,580,000 3.59%
12 WOLVERINE ASSET MANAGEMENT LLC 105,238 1,410,000 3.20%
13 WELLS FARGO & COMPANY/MN 102,112 1,368,000 3.11%
14 BB&T SECURITIES, LLC 84,100 1,126,000 2.56%
15 MORGAN STANLEY 58,588 785,000 1.78%
16 DEUTSCHE BANK AG\ 33,754 452,000 1.03%
17 POINTE CAPITAL MANAGEMENT LLC 33,100 444,000 1.01%
18 Nationwide Fund Advisors 32,200 431,000 0.98%
19 GEODE CAPITAL MANAGEMENT, LLC 27,394 367,000 0.83%
20 NORTHERN TRUST CORP 25,438 340,000 0.77%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,278 285,000 0.65%
22 PRICE T ROWE ASSOCIATES INC /MD/ 17,316 232,000 0.53%
23 OPPENHEIMER & CO INC 15,683 210,000 0.48%
24 TWO SIGMA ADVISERS, LP 15,000 204,000 0.46%
25 ROYAL BANK OF CANADA 12,174 163,000 0.37%
26 PNC FINANCIAL SERVICES GROUP, INC. 10,000 134,000 0.30%
27 FRANKLIN RESOURCES INC 10,000 134,000 0.30%
28 CITIGROUP INC 4,735 64,000 0.15%
29 PANAGORA ASSET MANAGEMENT INC 1,670 22,000 0.05%
30 BlackRock Investment Management, LLC 1,336 18,000 0.04%
31 North Star Investment Management Corp. 1,000 13,000 0.03%
32 Tower Research Capital LLC (TRC) 725 10,000 0.02%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 503 7,000 0.02%
34 Windsor Capital Management, LLC 300 4,000 0.01%
35 AXA S.A. 200 3,000 0.01%
36 Creative Planning 107 1,000 0.00%
37 BARCLAYS PLC 73 1,000 0.00%
38 DENALI ADVISORS LLC 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.