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ALMADEN MINERALS LTD
ALMADEN MINERALS LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 24 Institutional holders with a total value of $8,779,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TOCQUEVILLE ASSET MANAGEMENT L.P. 5,448,149 7,599,000 86.56%
2 RAYMOND JAMES & ASSOCIATES 417,180 584,000 6.65%
3 DEUTSCHE BANK AG\ 77,657 108,000 1.23%
4 RENAISSANCE TECHNOLOGIES LLC 75,800 106,000 1.21%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 66,084 93,000 1.06%
6 Rathbones Group PLC 60,000 84,000 0.96%
7 CITADEL ADVISORS LLC 25,461 36,000 0.41%
8 CHEMICAL BANK 25,000 35,000 0.40%
9 CITADEL ADVISORS LLC 20,800 29,000 0.33% Put
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,000 22,000 0.25% Put
11 Gibraltar Capital Management, Inc. 13,500 19,000 0.22%
12 UBS Group AG 10,000 14,000 0.16%
13 ROYAL BANK OF CANADA 8,012 11,000 0.13%
14 PNC FINANCIAL SERVICES GROUP, INC. 7,000 9,000 0.10%
15 CUTLER GROUP LLC / CA 5,000 7,000 0.08%
16 CUTLER GROUP LLC / CA 5,000 5,000 0.06% Put
17 IFP ADVISORS, INC 3,400 5,000 0.06%
18 GENEOS WEALTH MANAGEMENT INC. 2,375 3,000 0.03%
19 Tower Research Capital LLC (TRC) 1,800 3,000 0.03%
20 NEXT Financial Group, Inc 2,200 3,000 0.03%
21 MORGAN STANLEY 1,700 2,000 0.02%
22 WELLS FARGO & COMPANY/MN 1,000 1,000 0.01%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 900 1,000 0.01%
24 US BANCORP \DE\ 300 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.