Dark
Light
System
Security
ALMADEN MINERALS LTD
ALMADEN MINERALS LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 24 Institutional holders with a total value of $6,277,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TOCQUEVILLE ASSET MANAGEMENT L.P. 5,448,149 5,111,000 81.42%
2 RAYMOND JAMES & ASSOCIATES 456,648 442,000 7.04%
3 Tetragon Partners GP Ltd 346,400 338,000 5.38%
4 Virtu KCG Holdings LLC 72,922 71,000 1.13%
5 Rathbones Group PLC 60,000 58,000 0.92%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 60,000 58,000 0.92% Put
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 60,136 58,000 0.92%
8 CHEMICAL BANK 25,000 24,000 0.38%
9 GROUP ONE TRADING LLC 23,998 23,000 0.37%
10 DEUTSCHE BANK AG\ 20,471 19,000 0.30%
11 RENAISSANCE TECHNOLOGIES LLC 17,677 17,000 0.27%
12 Gibraltar Capital Management, Inc. 13,500 13,000 0.21%
13 BERKELEY CAPITAL PARTNERS, LLC 11,250 11,000 0.18%
14 UBS Group AG 10,000 10,000 0.16%
15 ROYAL BANK OF CANADA 8,000 8,000 0.13%
16 PNC FINANCIAL SERVICES GROUP, INC. 5,000 5,000 0.08%
17 IFP ADVISORS, INC 3,400 3,000 0.05%
18 NEXT Financial Group, Inc 2,200 2,000 0.03%
19 MORGAN STANLEY 1,700 2,000 0.03%
20 Tower Research Capital LLC (TRC) 1,700 2,000 0.03%
21 GENEOS WEALTH MANAGEMENT INC. 1,375 1,000 0.02%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 900 1,000 0.02%
23 TORONTO DOMINION BANK 19 0 0.00%
24 BANK OF AMERICA CORP /DE/ 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.