| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Cetera Advisor Networks LLC | 14,573 | 143,000 | 23.18% | ||
| 2 | MORGAN STANLEY | 14,254 | 139,000 | 22.53% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 13,335 | 130,000 | 21.07% | ||
| 4 | Financial Architects, Inc | 7,960 | 78,000 | 12.64% | ||
| 5 | ROYAL BANK OF CANADA | 5,881 | 58,000 | 9.40% | ||
| 6 | UBS Group AG | 3,402 | 34,000 | 5.51% | ||
| 7 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 20,000 | 3.24% | ||
| 8 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 375 | 4,000 | 0.65% | ||
| 9 | THOMPSON DAVIS & CO., INC. | 400 | 4,000 | 0.65% | ||
| 10 | US BANCORP \DE\ | 160 | 2,000 | 0.32% | ||
| 11 | WELLS FARGO & COMPANY/MN | 215 | 2,000 | 0.32% | ||
| 12 | WFG Advisors, LP | 200 | 2,000 | 0.32% | ||
| 13 | Klingman & Associates, LLC | 106 | 1,000 | 0.16% | ||
| 14 | IFP ADVISORS, INC | 18 | 0 | 0.00% | ||
| 15 | ADVISOR GROUP, INC. | 23 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
