| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Ionic Capital Management LLC | 39,638 | 373,000 | 19.31% | ||
| 2 | CITIGROUP INC | 31,476 | 296,000 | 15.32% | ||
| 3 | CSS LLC/IL | 29,540 | 278,000 | 14.39% | ||
| 4 | Advisory Alpha, LLC | 21,963 | 207,000 | 10.71% | ||
| 5 | STIFEL FINANCIAL CORP | 20,844 | 200,000 | 10.35% | ||
| 6 | Alpine Global Management, LLC | 16,726 | 157,000 | 8.13% | ||
| 7 | MORGAN STANLEY | 14,001 | 132,000 | 6.83% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 9,865 | 93,000 | 4.81% | ||
| 9 | Financial Architects, Inc | 8,200 | 77,000 | 3.99% | ||
| 10 | ROYAL BANK OF CANADA | 7,286 | 69,000 | 3.57% | ||
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 18,000 | 0.93% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,216 | 11,000 | 0.57% | ||
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 498 | 5,000 | 0.26% | ||
| 14 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 381 | 4,000 | 0.21% | ||
| 15 | THOMPSON DAVIS & CO., INC. | 400 | 4,000 | 0.21% | ||
| 16 | ADVISOR GROUP, INC. | 183 | 2,000 | 0.10% | ||
| 17 | WFG Advisors, LP | 200 | 2,000 | 0.10% | ||
| 18 | UBS Group AG | 194 | 2,000 | 0.10% | ||
| 19 | US BANCORP \DE\ | 160 | 2,000 | 0.10% | ||
| 20 | IFP ADVISORS, INC | 18 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
