| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BlackRock Fund Advisors | 58,000 | 41,000 | 0.02% | PRN | |
| 2 | CREDIT SUISSE AG/ | 580,000 | 413,000 | 0.24% | PRN | |
| 3 | FALCON POINT CAPITAL, LLC | 1,500,000 | 1,069,000 | 0.63% | PRN | |
| 4 | CSS LLC/IL | 1,753,000 | 1,250,000 | 0.73% | PRN | |
| 5 | NOMURA HOLDINGS INC | 2,000,000 | 1,425,000 | 0.83% | PRN | |
| 6 | OAKTREE CAPITAL MANAGEMENT LP | 2,000,000 | 1,440,000 | 0.84% | PRN | |
| 7 | Context Capital Management, LLC | 3,910,000 | 2,830,000 | 1.66% | PRN | |
| 8 | Telemetry Investments, L.L.C. | 4,500,000 | 3,206,000 | 1.88% | PRN | |
| 9 | CITADEL ADVISORS LLC | 5,000,000 | 3,600,000 | 2.11% | PRN | |
| 10 | K2 PRINCIPAL FUND, L.P. | 6,000 | 4,350,000 | 2.55% | PRN | |
| 11 | ORBIMED ADVISORS LLC | 8,000,000 | 5,976,000 | 3.50% | PRN | |
| 12 | Tekla Capital Management LLC | 13,000,000 | 9,263,000 | 5.43% | PRN | |
| 13 | AMERIPRISE FINANCIAL INC | 14,160,000 | 10,131,000 | 5.93% | PRN | |
| 14 | STONEPINE CAPITAL MANAGEMENT, LLC | 24,200,000 | 17,243,000 | 10.10% | PRN | |
| 15 | BAKER BROS. ADVISORS LP | 26,517,000 | 19,103,000 | 11.19% | PRN | |
| 16 | Allianz Asset Management GmbH | 28,680,000 | 20,578,000 | 12.05% | PRN | |
| 17 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 30,500,000 | 21,579,000 | 12.64% | PRN | |
| 18 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 65,567,000 | 47,208,000 | 27.65% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
