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EASTERLY ACQUISITION CORP
EASTERLY ACQUISITION CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 18 Institutional holders with a total value of $95,784,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TD ASSET MANAGEMENT INC 1,766,600 17,551,000 18.32%
2 BIRCH GROVE CAPITAL LP 1,406,618 13,883,000 14.49%
3 PUTNAM INVESTMENTS LLC 1,006,400 9,983,000 10.42%
4 DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 880,000 8,730,000 9.11%
5 Polar Asset Management Partners Inc. 699,568 6,950,000 7.26%
6 Castle Creek Arbitrage, LLC 650,000 6,442,000 6.73%
7 CITADEL ADVISORS LLC 600,000 5,922,000 6.18%
8 GLAZER CAPITAL, LLC 572,576 5,674,000 5.92%
9 D. E. Shaw & Co., Inc. 500,000 4,935,000 5.15%
10 ArrowMark Colorado Holdings LLC 469,555 4,665,000 4.87%
11 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 376,240 3,713,000 3.88%
12 BASSO CAPITAL MANAGEMENT, L.P. 306,000 3,032,000 3.17%
13 Napier Park Global Capital (US) LP 150,000 1,487,000 1.55%
14 BRANT POINT INVESTMENT MANAGEMENT LLC 108,000 1,071,000 1.12%
15 CITIGROUP INC 97,500 969,000 1.01%
16 LEVIN CAPITAL STRATEGIES, L.P. 52,955 525,000 0.55%
17 PARAMETRIC PORTFOLIO ASSOCIATES LLC 24,712 245,000 0.26%
18 Tower Research Capital LLC (TRC) 751 7,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.