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EASTERLY ACQUISITION CORP
EASTERLY ACQUISITION CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 13 Institutional holders with a total value of $57,010,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TD ASSET MANAGEMENT INC 1,766,600 17,913,000 31.42%
2 PUTNAM INVESTMENTS LLC 1,006,400 10,165,000 17.83%
3 Polar Asset Management Partners Inc. 871,995 8,842,000 15.51%
4 ArrowMark Colorado Holdings LLC 517,978 5,252,000 9.21%
5 D. E. Shaw & Co., Inc. 500,000 5,060,000 8.88%
6 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 401,663 4,065,000 7.13%
7 BASSO CAPITAL MANAGEMENT, L.P. 236,000 2,388,000 4.19%
8 BRANT POINT INVESTMENT MANAGEMENT LLC 108,000 1,091,000 1.91%
9 CITIGROUP INC 95,000 963,000 1.69%
10 RIVERNORTH CAPITAL MANAGEMENT, LLC 73,055 731,000 1.28%
11 Hutchin Hill Capital, LP 50,000 507,000 0.89%
12 WOLVERINE ASSET MANAGEMENT LLC 2,500 25,000 0.04%
13 Tower Research Capital LLC (TRC) 751 8,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.