| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 30,529,000 | 31,979,000 | 26.94% | PRN | |
| 2 | Radcliffe Capital Management, L.P. | 29,800,000 | 31,174,000 | 26.26% | PRN | |
| 3 | OAKTREE CAPITAL MANAGEMENT LP | 14,600,000 | 15,295,000 | 12.89% | PRN | |
| 4 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 11,530,000 | 12,085,000 | 10.18% | ||
| 5 | JPMORGAN CHASE & CO | 6,310,000 | 6,570,000 | 5.54% | PRN | |
| 6 | CITADEL ADVISORS LLC | 5,500,000 | 5,762,000 | 4.85% | PRN | |
| 7 | Bank of New York Mellon Corp | 3,000,000 | 3,124,000 | 2.63% | ||
| 8 | SSI INVESTMENT MANAGEMENT LLC | 2,750,000 | 2,883,000 | 2.43% | PRN | |
| 9 | THRIVENT FINANCIAL FOR LUTHERANS | 1,615,000 | 1,693,000 | 1.43% | ||
| 10 | BARCLAYS PLC | 1,470,000 | 1,541,000 | 1.30% | PRN | |
| 11 | PUTNAM INVESTMENTS LLC | 1,248,000 | 1,308,000 | 1.10% | ||
| 12 | LAFFER TENGLER INVESTMENTS, INC. | 1,055 | 1,132,613 | 0.95% | ||
| 13 | RUSSELL INVESTMENTS GROUP, LTD. | 1,000,000 | 1,048,000 | 0.88% | ||
| 14 | ADVENT CAPITAL MANAGEMENT /DE/ | 1,000,000 | 1,048,000 | 0.88% | PRN | |
| 15 | WELLS FARGO & COMPANY/MN | 768,000 | 796,000 | 0.67% | PRN | |
| 16 | CREDIT SUISSE AG/ | 752,000 | 788,000 | 0.66% | PRN | |
| 17 | GOLDMAN SACHS GROUP INC | 279,000 | 292,000 | 0.25% | PRN | |
| 18 | SG Americas Securities, LLC | 1,000 | 105,000 | 0.09% | PRN | |
| 19 | Commonwealth Equity Services, Inc | 23,000 | 24,000 | 0.02% | ||
| 20 | MORGAN STANLEY | 20,000 | 21,000 | 0.02% | PRN | |
| 21 | SII INVESTMENTS INC/WI | 10,000 | 10,000 | 0.01% | PRN | |
| 22 | LPL Financial LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 23 | THOMPSON DAVIS & CO., INC. | 2,000 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
