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KOFAX LTD
KOFAX LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 72 Institutional holders with a total value of $243,496,989.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RGM Capital, LLC 6,162,077 53,425,000 21.94%
2 SCHRODER INVESTMENT MANAGEMENT GROUP 4,202,775 34,683,989 14.24%
3 FIL Ltd 3,112,667 25,687,000 10.55%
4 Invicta Capital Management, LLC 1,750,000 15,173,000 6.23%
5 KING LUTHER CAPITAL MANAGEMENT CORP 1,611,403 13,971,000 5.74%
6 ROYCE & ASSOCIATES LP 1,150,000 9,971,000 4.09%
7 ARDSLEY ADVISORY PARTNERS LP 995,000 8,627,000 3.54%
8 PRUDENTIAL PLC 878,141 7,613,000 3.13%
9 Lyon Street Capital, LLC 650,515 5,640,000 2.32%
10 NORGES BANK 568,564 4,692,000 1.93%
11 KOPP INVESTMENT ADVISORS LLC 474,278 4,112,000 1.69%
12 FMR LLC 479,400 3,956,000 1.62%
13 JPMORGAN CHASE & CO 441,967 3,832,000 1.57%
14 JWEST, LLC 426,798 3,722,000 1.53%
15 COLUMBUS CIRCLE INVESTORS 411,815 3,570,000 1.47%
16 WELLINGTON MANAGEMENT GROUP LLP 407,212 3,531,000 1.45%
17 RICE HALL JAMES & ASSOCIATES, LLC 367,651 3,188,000 1.31%
18 JANE STREET GROUP, LLC 316,345 2,743,000 1.13%
19 AVIVA PLC 278,453 2,293,000 0.94%
20 Manatuck Hill Partners, LLC 250,000 2,168,000 0.89%
21 Portolan Capital Management, LLC 245,060 2,125,000 0.87%
22 EDMUNDS WHITE PARTNERS LLC 239,604 2,077,000 0.85% SH
23 GROW Partners, LLC 225,000 1,951,000 0.80%
24 Nicholas Investment Partners, LP 214,563 1,860,000 0.76%
25 Boston Partners 200,000 1,734,000 0.71%
26 BlueCrest Capital Management LLP 196,088 1,700,000 0.70%
27 Perimeter Capital Partners, LLC 178,324 1,546,000 0.63%
28 UBS AG 174,217 1,510,000 0.62%
29 Wellington Shields Capital Management, LLC 129,400 1,122,000 0.46%
30 HSBC HOLDINGS PLC 115,830 1,004,000 0.41%
31 BARCLAYS PLC 119,725 957,000 0.39%
32 PIPER SANDLER & CO. 105,665 916,000 0.38%
33 PERRITT CAPITAL MANAGEMENT INC 100,000 867,000 0.36%
34 Shannon River Fund Management LLC 100,000 867,000 0.36%
35 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 100,020 865,000 0.36%
36 DIMENSIONAL FUND ADVISORS LP 89,275 774,000 0.32%
37 DIALECTIC CAPITAL MANAGEMENT, LP 89,083 773,000 0.32%
38 MORGAN STANLEY 78,551 680,000 0.28%
39 FRIESS ASSOCIATES LLC 73,000 633,000 0.26%
40 LMR Partners LLP 71,370 619,000 0.25%
41 COMMONWEALTH BANK OF AUSTRALIA 70,600 612,000 0.25%
42 THOMPSON DAVIS & CO., INC. 66,000 572,000 0.23%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 65,578 569,000 0.23%
44 WOLVERINE ASSET MANAGEMENT LLC 55,412 480,000 0.20%
45 SOPHROSYNE CAPITAL LLC 53,600 466,000 0.19%
46 Bank of New York Mellon Corp 53,352 463,000 0.19%
47 Trigran Investments, Inc. 46,500 403,000 0.17%
48 PALISADE CAPITAL MANAGEMENT, LP 40,000 347,000 0.14%
49 CREDIT SUISSE AG/ 29,338 254,000 0.10%
50 SAC Capital Advisors LP 25,385 220,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.