| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | D. E. Shaw & Co., Inc. | 61,555 | 205,000 | 0.01% | ||
| 102 | JPMORGAN CHASE & CO | 57,360 | 190,000 | 0.01% | ||
| 103 | SCHRODER INVESTMENT MANAGEMENT GROUP | 55,349 | 185,533 | 0.01% | ||
| 104 | HighTower Advisors, LLC | 55,282 | 184,000 | 0.01% | ||
| 105 | CITIGROUP INC | 50,000 | 168,000 | 0.01% | Call | |
| 106 | ROBOTTI ROBERT | 50,211 | 167,000 | 0.01% | ||
| 107 | U S GLOBAL INVESTORS INC | 50,000 | 165,000 | 0.01% | ||
| 108 | MILLENNIUM MANAGEMENT LLC | 49,200 | 164,000 | 0.01% | ||
| 109 | Virtu KCG Holdings LLC | 46,262 | 154,000 | 0.01% | ||
| 110 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 45,423 | 151,000 | 0.01% | ||
| 111 | BLUESTEIN R H & CO LLC | 45,000 | 150,000 | 0.01% | ||
| 112 | UBS AG | 40,400 | 135,000 | 0.01% | Call | |
| 113 | RIVERHEAD CAPITAL MANAGEMENT LLC | 39,000 | 130,000 | 0.01% | ||
| 114 | VIRGINIA RETIREMENT SYSTEMS ET Al | 38,600 | 129,000 | 0.01% | ||
| 115 | BARCLAYS PLC | 36,400 | 109,000 | 0.00% | Put | |
| 116 | NATIXIS | 29,650 | 99,000 | 0.00% | ||
| 117 | Jefferies Group LLC | 25,548 | 91,000 | 0.00% | ||
| 118 | Yakira Capital Management, Inc. | 23,063 | 77,000 | 0.00% | ||
| 119 | WILLIAMS JONES & ASSOCIATES LLC | 22,510 | 75,000 | 0.00% | ||
| 120 | Rathbones Group PLC | 21,900 | 73,000 | 0.00% | ||
| 121 | PINNACLE ASSOCIATES LTD | 20,200 | 67,000 | 0.00% | ||
| 122 | CSS LLC/IL | 20,100 | 67,000 | 0.00% | Put | |
| 123 | LPL Financial LLC | 15,323 | 51,000 | 0.00% | ||
| 124 | Harbour Capital Advisors, LLC | 13,401 | 45,000 | 0.00% | ||
| 125 | Compagnie Lombard Odier SCmA | 12,445 | 42,000 | 0.00% | ||
| 126 | PEAK6 Group LLC | 12,650 | 42,000 | 0.00% | ||
| 127 | DELTA LLOYD NV | 12,270 | 41,000 | 0.00% | ||
| 128 | Tower Research Capital LLC (TRC) | 11,742 | 39,000 | 0.00% | ||
| 129 | Fiera Capital Corp | 11,300 | 38,000 | 0.00% | ||
| 130 | UBS AG | 11,500 | 38,000 | 0.00% | Put | |
| 131 | SAC Capital Advisors LP | 11,197 | 37,000 | 0.00% | ||
| 132 | SHEPHERD KAPLAN KROCHUK, LLC | 10,000 | 33,000 | 0.00% | Call | |
| 133 | TORONTO DOMINION BANK | 10,000 | 33,000 | 0.00% | Call | |
| 134 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,300 | 28,000 | 0.00% | ||
| 135 | BARCLAYS PLC | 5,600 | 17,000 | 0.00% | Call | |
| 136 | US BANCORP \DE\ | 3,795 | 13,000 | 0.00% | ||
| 137 | TORONTO DOMINION BANK | 3,000 | 10,000 | 0.00% | Put | |
| 138 | Creative Planning | 2,000 | 7,000 | 0.00% | ||
| 139 | BANK OF AMERICA CORP /DE/ | 1,000 | 3,000 | 0.00% | Put | |
| 140 | HOWE & RUSLING INC | 1,000 | 3,000 | 0.00% | ||
| 141 | Tarbox Family Office, Inc. | 1,000 | 3,000 | 0.00% | ||
| 142 | ENTERPRISE FINANCIAL SERVICES CORP | 850 | 3,000 | 0.00% | ||
| 143 | WASHINGTON TRUST BANK | 697 | 2,000 | 0.00% | ||
| 144 | FIFTH THIRD BANCORP | 270 | 1,000 | 0.00% | ||
| 145 | LS Investment Advisors, LLC | 175 | 1,000 | 0.00% | ||
| 146 | BlackRock Institutional Trust Company, N.A. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
